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Upstart Holdings

Name Holding Trade Value Shares
Change
Change in
Stake
PAS
426
Park Avenue Securities
New York
– -$384K -3,520 Closed
WA
427
Wealth Advisors
California
– -$379K -3,477 Closed
PP
428
Paloma Partners
Connecticut
– -$378K -3,466 Closed
KMWM
429
Keudell/Morrison Wealth Management
Oregon
– -$376K -3,450 Closed
CIBC Asset Management
430
CIBC Asset Management
Ontario, Canada
– -$376K -3,443 Closed
WCM
431
Washburn Capital Management
Florida
– -$375K -3,440 Closed
MSRPS
432
Maryland State Retirement & Pension System
Maryland
– -$375K -3,435 Closed
William Blair & Company
433
William Blair & Company
Illinois
– -$351K -3,218 Closed
CCIA
434
Cherry Creek Investment Advisors
Colorado
– -$350K -3,204 Closed
CCM
435
Coldstream Capital Management
Washington
– -$333K -3,052 Closed
RPC
436
Rossmore Private Capital
Connecticut
– -$332K -3,042 Closed
SG
437
StoneX Group
New York
– -$329K -3,016 Closed
OAM
438
Oppenheimer Asset Management
New York
– -$328K -3,010 Closed
BFM
439
Boothbay Fund Management
New York
– -$327K -3,000 Closed
EW
440
Evoke Wealth
California
– -$327K -3,000 Closed
WSWA
441
Warren Street Wealth Advisors
California
– -$327K -3,000 Closed
TFS
442
Thoroughbred Financial Services
Tennessee
– -$318K -2,919 Closed
AWM
443
Axxcess Wealth Management
California
– -$313K -2,867 Closed
CCG
444
Capital CS Group
California
– -$304K -2,791 Closed
DAS
445
Dynamic Advisor Solutions
Arizona
– -$286K -2,626 Closed
IWC
446
Integrated Wealth Concepts
Massachusetts
– -$280K -2,570 Closed
GAM
447
Gemmer Asset Management
California
– -$269K -2,474 Closed
PWM
448
Purus Wealth Management
California
– -$265K -2,427 Closed
CC
449
Commons Capital
Massachusetts
– -$262K -2,400 Closed
LOIM
450
Liberty One Investment Management
Illinois
– -$260K -2,382 Closed