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Upstart Holdings

Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
401
Charles Schwab Investment Advisory
California
– -$477K -4,371 Closed
SI
402
Stephens Inc
Arkansas
– -$470K -4,310 Closed
SGA
403
Seaport Global Advisors
Massachusetts
– -$464K -4,257 Closed
AR
404
Advisory Research
Illinois
– -$458K -4,196 Closed
WWM
405
Western Wealth Management
Colorado
– -$456K -4,186 Closed
ProShare Advisors
406
ProShare Advisors
Maryland
– -$457K -4,185 Closed
AWM
407
Apollon Wealth Management
South Carolina
– -$447K -4,100 Closed
ECM
408
ExodusPoint Capital Management
New York
– -$443K -4,063 Closed
AMC
409
Asset Management Corp
Illinois
– -$441K -4,041 Closed
MYIA
410
Mount Yale Investment Advisors
Colorado
– -$437K -4,010 Closed
DU
411
Delphia (USA)
Ontario, Canada
– -$437K -4,009 Closed
RC
412
RBF Capital
California
– -$457K -4,000 Closed
PM
413
Parametrica Management
Hong Kong
– -$434K -3,982 Closed
CPWM
414
Cypress Point Wealth Management
Texas
– -$430K -3,942 Closed
XS
415
XR Securities
Illinois
– -$429K -3,929 Closed
AFC
416
AFT Forsyth & Company
Florida
– -$422K -3,870 Closed
IA
417
IAM Advisory
Pennsylvania
– -$417K -3,822 Closed
Caisse de Depot et Placement du Quebec (CDPQ)
418
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
– -$415K -3,800 Closed
TWM
419
Titus Wealth Management
California
– -$411K -3,771 Closed
KFS
420
Kaizen Financial Strategies
California
– -$406K -3,725 Closed
FHA
421
Flagship Harbor Advisors
Massachusetts
– -$386K -3,538 Closed
Lazard Asset Management
422
Lazard Asset Management
New York
– -$385K -3,536 Closed
HCA
423
Harbour Capital Advisors
Virginia
– -$386K -3,535 Closed
NL
424
NWAM LLC
Washington
– -$385K -3,527 Closed
KLCM
425
KG&L Capital Management
Louisiana
– -$384K -3,523 Closed