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Upstart Holdings

Name Holding Trade Value Shares
Change
Change in
Stake
LCM
351
Landscape Capital Management
New Jersey
– -$4.84M -110,688 Closed
PAMP
352
Polar Asset Management Partners
Ontario, Canada
– -$3.27M -74,700 Closed
Verition Fund Management
353
Verition Fund Management
Connecticut
– -$3.02M -69,020 Closed
JF
354
Jump Financial
Illinois
– -$2.9M -66,393 Closed
State of New Jersey Common Pension Fund D
355
State of New Jersey Common Pension Fund D
New Jersey
– -$2.49M -56,894 Closed
CHP
356
Castle Hook Partners
New York
– -$2.12M -48,545 Closed
Simplex Trading
357
Simplex Trading
Illinois
– -$1.69M -48,172 Closed
SM
358
Sciencast Management
New Jersey
– -$1.75M -39,950 Closed
ZIM
359
Zacks Investment Management
Illinois
– -$1.59M -36,446 Closed
Two Sigma Advisers
360
Two Sigma Advisers
New York
– -$1.44M -33,000 Closed
Twin Tree Management
361
Twin Tree Management
Texas
– -$1.39M -31,817 Closed
XT
362
XTX Topco
Cayman Islands
– -$1.33M -30,520 Closed
OAC
363
OMERS Administration Corp
Ontario, Canada
– -$1.17M -26,841 Closed
ECM
364
ExodusPoint Capital Management
New York
– -$1.13M -25,756 Closed
MMEA
365
Main Management ETF Advisors
California
– -$1.03M -23,490 Closed
Lazard Asset Management
366
Lazard Asset Management
New York
– -$1.03M -23,450 Closed
CNAM
367
Campbell Newman Asset Management
Wisconsin
– -$920K -21,045 Closed
LIP
368
Lighthouse Investment Partners
Florida
– -$918K -21,003 Closed
AWCI
369
Alpine Woods Capital Investors
New York
– -$752K -17,189 Closed
MFS
370
Mirabella Financial Services
United Kingdom
– -$539K -12,318 Closed
Truist Financial
371
Truist Financial
North Carolina
– -$469K -10,719 Closed
TSS
372
Two Sigma Securities
New York
– -$440K -10,068 Closed
FCM
373
Firsthand Capital Management
California
– -$437K -10,000 Closed
BFM
374
Boothbay Fund Management
New York
– -$330K -9,390 Closed
BAM
375
Blueshift Asset Management
New Jersey
– -$410K -9,376 Closed