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Upstart Holdings

Name Holding Trade Value Shares
Change
Change in
Stake
Prudential Financial
326
Prudential Financial
New Jersey
– -$233K -5,695 Closed
GAM
327
Gotham Asset Management
New York
– -$226K -5,525 Closed
QCM
328
QRG Capital Management
Illinois
– -$219K -5,355 Closed
NL
329
NWAM LLC
Washington
– -$218K -5,340 Closed
Wealth Enhancement Advisory Services
330
Wealth Enhancement Advisory Services
Minnesota
– -$217K -5,310 Closed
MLIC
331
Mandatum Life Insurance Company
Finland
– -$208K -5,100 Closed
HighTower Advisors
332
HighTower Advisors
Illinois
– -$206K -5,095 Closed
OAM
333
Oppenheimer Asset Management
New York
– -$203K -4,958 Closed
TWM
334
Tradition Wealth Management
Minnesota
– -$192K -4,693 Closed
SOW
335
State of Wyoming
Wyoming
– -$115K -2,805 Closed
HFM
336
Harvest Fund Management
China
– -$76K -1,859 Closed
BAM
337
BOCHK Asset Management
Hong Kong
– -$61.3K -1,500 Closed
HCM
338
Hollencrest Capital Management
California
– -$61.3K -1,500 Closed
SO
339
STRS Ohio
Ohio
– -$57K -1,400 Closed
IUHSA
340
Itau Unibanco Holding S.A.
Brazil
– -$28.1K -688 Closed
PS
341
Principal Securities
Iowa
– -$22.6K -553 Closed
BTI
342
Blue Trust Inc
Georgia
– -$9K -322 Closed
NMG
343
New Millennium Group
Utah
– -$11.4K -280 Closed
CFG
344
CKW Financial Group
Hawaii
– -$11K -273 Closed
TVAMP
345
Tennessee Valley Asset Management Partners
Tennessee
– -$8.99K -220 Closed
FFO
346
Fortitude Family Office
Arizona
– -$7.6K -186 Closed
CIA
347
Cape Investment Advisory
Georgia
– -$4.25K -104 Closed
GWS
348
Glassman Wealth Services
Virginia
– -$4.21K -103 Closed
WWM
349
Wolff Wiese Magana
California
– -$4.09K -100 Closed
AP
350
Aspect Partners
Virginia
– -$3.51K -86 Closed