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Upstart Holdings

Name Holding Trade Value Shares
Change
Change in
Stake
Verition Fund Management
301
Verition Fund Management
Connecticut
– -$222K -11,514 Closed
PFS
302
Prospera Financial Services
Texas
– -$236K -11,351 Closed
LC
303
Longitude (Cayman)
Cayman Islands
– -$229K -11,000 Closed
Teacher Retirement System of Texas
304
Teacher Retirement System of Texas
Texas
– -$227K -10,919 Closed
IFG
305
Independent Financial Group
California
– -$226K -10,854 Closed
BA
306
Bridgewater Advisors
New York
– -$218K -10,500 Closed
VI
307
Versor Investments
New York
– -$215K -10,336 Closed
AWM
308
AE Wealth Management
Kansas
– -$214K -10,285 Closed
AC
309
Annandale Capital
Texas
– -$208K -10,020 Closed
IIA
310
IPG Investment Advisors
California
– -$208K -10,000 Closed
GAM
311
Griffin Asset Management
New York
– -$205K -9,877 Closed
IA
312
Inspire Advisors
Idaho
– -$201K -9,687 Closed
MIFH
313
Migdal Insurance & Financial Holdings
Israel
– -$179K -8,500 Closed
Korea Investment Corp
314
Korea Investment Corp
South Korea
– -$100K -4,810 Closed
BCM
315
Basswood Capital Management
New York
– -$96K -4,633 Closed
HCP
316
Hexagon Capital Partners
Arkansas
– -$94K -4,500 Closed
EPM
317
Equitec Proprietary Markets
Illinois
– -$89K -4,300 Closed
FM
318
Freemont Management
Switzerland
– -$44K -2,100 Closed
ETC
319
Exchange Traded Concepts
Oklahoma
– -$34K -1,626 Closed
GWSG
320
GPS Wealth Strategies Group
Colorado
– -$28K -1,353 Closed
AWM
321
Activest Wealth Management
Florida
– -$28K -1,350 Closed
BWP
322
Baldwin Wealth Partners
Massachusetts
– -$25K -1,200 Closed
S
323
Seeyond
France
– -$24K -1,185 Closed
Allspring Global Investments
324
Allspring Global Investments
North Carolina
– -$22K -1,087 Closed
SOW
325
State of Wyoming
Wyoming
– -$14K -654 Closed