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Upstart Holdings
UPST

Name Holding Trade Value Shares
Change 		Change in
Stake
GAM
276
Gotham Asset Management
New York
– -$1.38M -66,244 Closed
Wolverine Trading
277
Wolverine Trading
Illinois
– -$1.05M -49,982 Closed
EGM
278
Engineers Gate Manager
New York
– -$602K -28,960 Closed
BAM
279
Blueshift Asset Management
New Jersey
– -$569K -27,350 Closed
Susquehanna International Group
280
Susquehanna International Group
Pennsylvania
– -$500K -25,890 Closed
Holocene Advisors
281
Holocene Advisors
New York
– -$535K -25,718 Closed
MAM
282
Must Asset Management
South Korea
– -$526K -25,080 Closed
PWM
283
Perigon Wealth Management
California
– -$511K -24,560 Closed
Ensign Peak Advisors
284
Ensign Peak Advisors
Utah
– -$483K -23,220 Closed
NL
285
Navalign LLC
California
– -$384K -18,464 Closed
CIBC World Market
286
CIBC World Market
Ontario, Canada
– -$365K -17,566 Closed
VHAM
287
Van Hulzen Asset Management
California
– -$361K -17,365 Closed
SFG
288
Synergy Financial Group
California
– -$350K -16,834 Closed
FAF
289
Fjarde Ap-fonden
Sweden
– -$512K -16,205 Closed
GC
290
GMT Capital
Georgia
– -$326K -15,700 Closed
PWP
291
Pursue Wealth Partners
California
– -$312K -15,000 Closed
KAS
292
Kestra Advisory Services
Texas
– -$309K -14,887 Closed
TSS
293
Two Sigma Securities
New York
– -$282K -14,572 Closed
D.E. Shaw & Co
294
D.E. Shaw & Co
New York
– -$280K -14,501 Closed
State of Wisconsin Investment Board
295
State of Wisconsin Investment Board
Wisconsin
– -$294K -14,141 Closed
MCC
296
Malaga Cove Capital
California
– -$278K -13,381 Closed
PAG
297
Private Advisor Group
New Jersey
– -$277K -13,345 Closed
IC
298
IEQ Capital
California
– -$265K -12,735 Closed
Wellington Management Group
299
Wellington Management Group
Massachusetts
– -$259K -12,443 Closed
AIM
300
Achmea Investment Management
Netherlands
– -$241K -11,583 Closed
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12
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