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Upstart Holdings

Name Holding Trade Value Shares
Change
Change in
Stake
KeyBank National Association
276
KeyBank National Association
Ohio
$361K +$225K +1,142 New
IWC
277
Integrated Wealth Concepts
Massachusetts
$350K +$218K +1,105 New
VWM
278
Venturi Wealth Management
Texas
$348K +$217K +1,099 New
TWM
279
TriaGen Wealth Management
California
$344K +$214K +1,087 New
OC
280
Oppenheimer & Co
New York
$341K +$213K +1,078 New
SBIA
281
Sheaff Brock Investment Advisors
Indiana
$339K +$211K +1,072 New
JIP
282
Jaffetilchin Investment Partners
Florida
$337K +$210K +1,066 New
FB
283
First Bancorp
Maine
$334K +$208K +1,057 New
WS
284
Wedbush Securities
California
$331K +$206K +1,045 New
EWM
285
Empirical Wealth Management
Washington
$326K +$203K +1,030 New
Los Angeles Capital Management
286
Los Angeles Capital Management
California
$325K +$203K +1,027 New
PFWA
287
Paces Ferry Wealth Advisors
Georgia
$324K +$202K +1,023 New
LPARFS
288
Leverage Partners Absolute Return Fund SPC
Cayman Islands
$317K +$197K +1,001 New
OWA
289
One Wealth Advisors
California
$316K -$12.8M -65,000 -98%
AFG
290
Albion Financial Group
Utah
$316K
PCA
291
Personal Capital Advisors
California
$307K +$191K +969 New
SW
292
SteelPeak Wealth
California
$301K +$188K +952 New
PAA
293
Peregrine Asset Advisers
Oregon
$301K +$207K +1,050 New
Stifel Financial
294
Stifel Financial
Missouri
$297K +$185K +937 New
BCA
295
Bay Colony Advisors
Massachusetts
$293K +$182K +925 New
IAA
296
Independent Advisor Alliance
North Carolina
$289K +$180K +913 New
MS
297
Maven Securities
Jersey
$288K +$179K +910 New
CAM
298
Cresset Asset Management
Illinois
$283K +$177K +896 New
AIG
299
American International Group
New York
$280K +$123K +625 +240%
DAS
300
Dynamic Advisor Solutions
Arizona
$278K +$174K +880 New