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UMB Financial

164 hedge funds and large institutions have $1.56B invested in UMB Financial in 2013 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 81 increasing their positions, 38 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

214% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 7

113% more repeat investments, than reductions

Existing positions increased: 81 | Existing positions reduced: 38

42% more call options, than puts

Call options by funds: $1.47M | Put options by funds: $1.03M

16% more capital invested

Capital invested by funds: $1.35B → $1.56B (+$213M)

9% more funds holding

Funds holding: 151164 (+13)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

Holders
164
Holders Change
+13
Holders Change %
+8.61%
% of All Funds
5.32%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.13%
New
22
Increased
81
Reduced
38
Closed
7
Calls
$1.47M
Puts
$1.03M
Net Calls
+$436K
Net Calls Change
+$170K
Name Holding Trade Value Shares
Change
Change in
Stake
NPIC
26
Neumeier Poma Investment Counsel
California
$14.7M -$1.57M -26,900 -9%
RHJA
27
Rice Hall James & Associates
California
$13.9M +$4.44M +76,197 +42%
KCM
28
Kennedy Capital Management
Missouri
$13.1M -$1.12M -19,260 -7%
CIP
29
Chartwell Investment Partners
Pennsylvania
$12.5M +$1.81M +31,075 +16%
Principal Financial Group
30
Principal Financial Group
Iowa
$11.5M +$1.77M +30,432 +17%
RFC
31
Russell Frank Company
Washington
$9.69M -$3.57M -61,160 -26%
TCIM
32
TIAA CREF Investment Management
New York
$9.32M +$41.4K +710 +0.4%
Geode Capital Management
33
Geode Capital Management
Massachusetts
$8.81M +$831K +14,245 +10%
Millennium Management
34
Millennium Management
New York
$8.61M +$2.06M +35,290 +29%
Charles Schwab
35
Charles Schwab
California
$7.91M +$2.73M +46,860 +49%
BIM
36
BlackRock Investment Management
Delaware
$7.69M +$728K +12,475 +10%
Ameriprise
37
Ameriprise
Minnesota
$7.67M +$1.2M +20,605 +17%
OC
38
Oppenheimer & Co
New York
$6.79M +$256K +4,385 +4%
FCI
39
Financial Counselors Inc
Kansas
$6.38M -$301K -5,163 -4%
TA
40
Teachers Advisors
New York
$6.38M -$6.1M -104,620 -47%
MAA
41
Managed Account Advisors
New Jersey
$5.94M +$969K +16,614 +18%
SBH
42
Segall Bryant & Hamill
Illinois
$5.74M -$1.02M -17,489 -14%
FNBOO
43
First National Bank of Omaha
Nebraska
$5.63M +$17.5K +300 +0.3%
PP
44
PDT Partners
New York
$5.47M +$2.83M +48,460 +93%
New York State Teachers Retirement System (NYSTRS)
45
New York State Teachers Retirement System (NYSTRS)
New York
$5M -$268K -4,603 -5%
HHC
46
Hutchin Hill Capital
New York
$4.89M +$5.25M +90,000 New
Public Sector Pension Investment Board (PSP Investments)
47
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$4.83M +$1.6M +27,400 +45%
Prudential Financial
48
Prudential Financial
New Jersey
$4.58M +$647K +11,100 +15%
New York State Common Retirement Fund
49
New York State Common Retirement Fund
New York
$4.13M
California Public Employees Retirement System
50
California Public Employees Retirement System
California
$3.82M +$612K +10,500 +18%

UMBF Hedge Fund Activity: Q3 2013 in Review

164 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in UMB Financial (UMBF) for Q3 2013, worth a combined $1.56B — up 16% from $1.35B a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new UMBF positions and 7 closed out — a net gain of 15 holders — while 81 added to existing stakes and 38 trimmed.

The largest buyer was Bank of New York Mellon, adding an estimated $73M. The largest seller was DePrince Race & Zollo Inc (DRZ), cutting an estimated $14.7M.

  • 164 institutional investors held UMB Financial (UMBF) as of Q3 2013, up from 151 in Q2 2013.
  • Funds reported $1.56B of UMB Financial stock for Q3 2013, up 16% quarter-over-quarter.
  • 22 funds opened new UMB Financial positions in Q3 2013 and 7 closed out, a net change of +15 holders.
  • The largest UMB Financial buyer in Q3 2013 was Bank of New York Mellon, an estimated $73M added.
  • The largest UMB Financial seller in Q3 2013 was DePrince Race & Zollo Inc (DRZ), an estimated $14.7M sold.

Based on aggregated 13F filings for Q3 2013.