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State Street Ultra Short Term Bond ETF
ULST

40 hedge funds and large institutions have $111M invested in State Street Ultra Short Term Bond ETF in 2019 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 18 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 6

140% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 5

21% more funds holding

Funds holding: 33 → 40 (+7)

1.71% more ownership

Funds ownership: 49.92% → 51.64% (+1.7%)

4% more capital invested

Capital invested by funds: $106M → $111M (+$4.61M)

33% less funds holding in top 10

Funds holding in top 10: 6 → 4 (-2)

Holders
40
Holders Change
+7
Holders Change %
+21.21%
% of All Funds
0.79%
Holding in Top 10
4
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-33.33%
% of All Funds
0.08%
New
12
Increased
18
Reduced
6
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$3.25M
2
MGIA
Matthew Goff Investment Advisor
Texas
+$2.52M
3
LTFS
Ladenburg Thalmann Financial Services
Florida
+$1.62M
4
LPL Financial
LPL Financial
California
+$1.38M
5
CA
Continuum Advisory
Idaho
+$1.26M

Top Sellers

1
VCM
Vivaldi Capital Management
Illinois
-$12.9M
2
GSC
G&S Capital
Colorado
-$3.05M
3
AP
Advisors Preferred
Maryland
-$1.89M
4
Citadel Advisors
Citadel Advisors
Florida
-$1.27M
5
Jane Street
Jane Street
New York
-$370K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$40.5M +$1.06M +26,143 +3%
CA
2
Continuum Advisory
Idaho
$7.19M +$1.26M +31,090 +21%
MGIA
3
Matthew Goff Investment Advisor
Texas
$7.06M +$2.52M +62,442 +56%
Bank of America
4
Bank of America
North Carolina
$5.32M +$581K +14,372 +12%
SWMG
5
Signature Wealth Management Group
Georgia
$4.94M +$468K +11,581 +10%
TI
6
Tidal Investments
Wisconsin
$4.45M +$44.4K +1,100 +1%
FGAM
7
Financial Gravity Asset Management
Texas
$4.19M +$817K +20,217 +24%
BSAM
8
Blue Sky Asset Management
Colorado
$4.17M +$4.17M +103,220 New
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$3.79M +$3.25M +80,499 +602%
GSC
10
G&S Capital
Colorado
$3.55M -$3.05M -75,450 -46%
SA
11
Stewardship Advisors
Pennsylvania
$3.05M +$3.05M +75,535 New
LPL Financial
12
LPL Financial
California
$2.9M +$1.38M +34,032 +90%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$2.67M +$1.62M +40,109 +154%
UBS Group
14
UBS Group
Switzerland
$2.52M +$342K +8,472 +16%
NC
15
NewSquare Capital
Pennsylvania
$2.04M +$789K +19,535 +63%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.54M +$345K +8,527 +29%
HB
17
Homrich & Berg
Georgia
$1.49M -$239K -5,910 -14%
PIM
18
Penobscot Investment Management
Massachusetts
$1.45M -$260K -6,440 -15%
FFC
19
Fure Financial Corporation
Minnesota
$910K +$911K +22,540 New
BCM
20
Brasada Capital Management
Texas
$851K +$851K +21,053 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$788K -$31.9K -790 -4%
FANJ
22
Financial Architects (New Jersey)
New Jersey
$736K -$119K -2,943 -14%
WAOTB
23
Wealth Advisors of Tampa Bay
Florida
$653K +$185K +4,575 +39%
NA
24
NewEdge Advisors
Louisiana
$614K +$88.9K +2,200 +17%
ACP
25
Aveo Capital Partners
Colorado
$558K +$258K +6,373 +86%
1
2

ULST Hedge Fund Activity: Q4 2019 in Review

40 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in State Street Ultra Short Term Bond ETF (ULST) for Q4 2019, worth a combined $111M — up 4.4% from $106M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new ULST positions and 5 closed out — a net gain of 7 holders — while 18 added to existing stakes and 6 trimmed.

The largest buyer was Cambridge Investment Research Advisors, adding an estimated $3.25M. The largest seller was Vivaldi Capital Management, exiting entirely with an estimated $12.9M sold.

  • 40 institutional investors held State Street Ultra Short Term Bond ETF (ULST) as of Q4 2019, up from 33 in Q3 2019.
  • Funds reported $111M of State Street Ultra Short Term Bond ETF stock for Q4 2019, up 4.4% quarter-over-quarter.
  • 12 funds opened new State Street Ultra Short Term Bond ETF positions in Q4 2019 and 5 closed out, a net change of +7 holders.
  • The largest State Street Ultra Short Term Bond ETF buyer in Q4 2019 was Cambridge Investment Research Advisors, an estimated $3.25M added.
  • The largest State Street Ultra Short Term Bond ETF seller in Q4 2019 was Vivaldi Capital Management, an estimated $12.9M sold.

Based on aggregated 13F filings for Q4 2019.