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UDEC

Innovator US Equity Ultra Buffer ETF December

33 hedge funds and large institutions have $28.8M invested in Innovator US Equity Ultra Buffer ETF December in 2021 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 4 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 2

22% more funds holding

Funds holding: 2733 (+6)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

14.72% less ownership

Funds ownership: 61.1%46.38% (-15%)

15% less capital invested

Capital invested by funds: $33.9M → $28.8M (-$5.07M)

56% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 9

Holders
33
Holders Change
+6
Holders Change %
+22.22%
% of All Funds
0.58%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
4
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TWM
1
Tradition Wealth Management
Minnesota
$5.32M +$4.47M +156,381 +757%
Mariner
2
Mariner
Kansas
$4.05M -$301K -10,519 -7%
AA
3
Advisory Alpha
Michigan
$3.23M +$3.19M +111,440 New
DLHL
4
Donald L. Hagan LLC
Florida
$2.98M +$209K +7,306 +8%
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$2.55M +$339K +11,856 +16%
OMC
6
Old Mission Capital
Illinois
$1.17M +$1.15M +40,323 New
CRWM
7
Castle Rock Wealth Management
California
$1.02M
AIC
8
Archer Investment Corporation
Indiana
$792K -$2.63K -92 -0.3%
AWA
9
Arete Wealth Advisors
Illinois
$789K +$88.7K +3,100 +13%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$771K -$219K -7,645 -22%
CAG
11
Compass Advisory Group
New York
$743K
CA
12
Cetera Advisors
Colorado
$601K
SB
13
Strategic Blueprint
Georgia
$598K
Osaic Holdings
14
Osaic Holdings
Arizona
$564K -$464K -16,200 -45%
AIA
15
Alera Investment Advisors
Illinois
$503K +$497K +17,355 New
CAN
16
Cetera Advisor Networks
California
$458K -$5.15K -180 -1%
IA
17
IFP Advisors
Florida
$446K -$57.9K -2,022 -12%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$401K -$319K -11,147 -45%
FHC
19
First Heartland Consultants
Missouri
$401K
Truist Financial
20
Truist Financial
North Carolina
$360K
Jane Street
21
Jane Street
New York
$306K +$303K +10,575 New
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$205K -$687 -24 -0.3%
Citadel Advisors
23
Citadel Advisors
Florida
$201K +$198K +6,924 New
MCC
24
Money Concepts Capital
Florida
$103K
IFAM
25
Institutional & Family Asset Management
Colorado
$73K -$150K -5,240 -68%

UDEC Hedge Fund Activity: Q1 2021 in Review

33 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF December (UDEC) for Q1 2021, worth a combined $28.8M — down 15% from $33.9M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new UDEC positions and 2 closed out — a net gain of 7 holders — while 4 added to existing stakes and 9 trimmed.

The largest buyer was Tradition Wealth Management, adding an estimated $4.47M. The largest seller was Atria Investments, exiting entirely with an estimated $14.2M sold.

  • 33 institutional investors held Innovator US Equity Ultra Buffer ETF December (UDEC) as of Q1 2021, up from 27 in Q4 2020.
  • Funds reported $28.8M of Innovator US Equity Ultra Buffer ETF December stock for Q1 2021, down 15% quarter-over-quarter.
  • 9 funds opened new Innovator US Equity Ultra Buffer ETF December positions in Q1 2021 and 2 closed out, a net change of +7 holders.
  • The largest Innovator US Equity Ultra Buffer ETF December buyer in Q1 2021 was Tradition Wealth Management, an estimated $4.47M added.
  • The largest Innovator US Equity Ultra Buffer ETF December seller in Q1 2021 was Atria Investments, an estimated $14.2M sold.

Based on aggregated 13F filings for Q1 2021.