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UDEC

Innovator US Equity Ultra Buffer ETF December
UDEC

48 hedge funds and large institutions have $53.9M invested in Innovator US Equity Ultra Buffer ETF December in 2023 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 2 increasing their positions, 18 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

16.84% more ownership

Funds ownership: 57.1% → 73.94% (+17%)

9% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 11

2% less funds holding

Funds holding: 49 → 48 (-1)

6% less capital invested

Capital invested by funds: $57.4M → $53.9M (-$3.5M)

89% less repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 18

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
48
Holders Change
-1
Holders Change %
-2.04%
% of All Funds
0.76%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
10
Increased
2
Reduced
18
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
Soltis Investment Advisors
Utah
+$7.93M
2
MOS
MGO One Seven
Ohio
+$4.26M
3
FIA
Foundations Investment Advisors
Arizona
+$3.06M
4
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
+$1.07M
5
JP Morgan Chase
JP Morgan Chase
New York
+$527K

Top Sellers

1
OMC
Old Mission Capital
Illinois
-$8.17M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.9M
3
PCA
Prosperity Capital Advisors
Ohio
-$1.29M
4
MSRI
Michael S. Ryan Inc
New York
-$1.2M
5
AWA
Arete Wealth Advisors
Illinois
-$952K
Name Holding Trade Value Shares
Change 		Change in
Stake
HI
26
Harbour Investments
Wisconsin
$380K – – –
CAG
27
Compass Advisory Group
New York
$374K – – –
RJFSA
28
Raymond James Financial Services Advisors
Florida
$336K – – –
BFG
29
Berger Financial Group
Minnesota
$316K – – –
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$315K -$144K -4,744 -31%
AWM
31
AE Wealth Management
Kansas
$270K -$365K -12,051 -57%
AAS
32
Ameritas Advisory Services
Nebraska
$267K +$275K +9,086 New
Cetera Investment Advisers
33
Cetera Investment Advisers
Illinois
$248K -$47.9K -1,583 -16%
FA
34
FC Advisory
Pennsylvania
$245K – – –
UBS Group
35
UBS Group
Switzerland
$232K +$174K +5,732 +267%
WA
36
Wealth Alliance
New York
$231K – – –
CAN
37
Cetera Advisor Networks
California
$227K -$31.8K -1,050 -12%
Cerity Partners
38
Cerity Partners
New York
$220K – – –
TC
39
TownSquare Capital
Utah
$220K +$226K +7,473 New
CA
40
Continuum Advisory
Idaho
$201K +$207K +6,841 New
Royal Bank of Canada
41
Royal Bank of Canada
Ontario, Canada
$168K +$174K +5,732 New
IA
42
IFP Advisors
Florida
$86.8K – – –
SWM
43
Spire Wealth Management
Virginia
$57.3K – – –
SWM
44
Sugarloaf Wealth Management
Georgia
$32.3K – – –
DFA
45
DHJJ Financial Advisors
Illinois
$28.2K +$29.1K +960 New
SS
46
Sunbelt Securities
Texas
$6.32K – – –
AAP
47
Arax Advisory Partners
Colorado
$3.91K -$30.4K -1,004 -88%
Morgan Stanley
48
Morgan Stanley
New York
$3.14K – – –
OMC
49
Old Mission Capital
Illinois
– -$8.17M -270,534 Closed
Susquehanna International Group
50
Susquehanna International Group
Pennsylvania
– -$1.9M -62,972 Closed
1
2
3

UDEC Hedge Fund Activity: Q3 2023 in Review

48 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF December (UDEC) for Q3 2023, worth a combined $53.9M — down 6.1% from $57.4M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of UDEC and 10 opened new positions — a net loss of 1 holder — while 18 trimmed existing stakes and 2 added.

The largest buyer was Soltis Investment Advisors, opening a new position worth an estimated $7.93M. The largest seller was Old Mission Capital, exiting entirely with an estimated $8.17M sold.

  • 48 institutional investors held Innovator US Equity Ultra Buffer ETF December (UDEC) as of Q3 2023, down from 49 in Q2 2023.
  • Funds reported $53.9M of Innovator US Equity Ultra Buffer ETF December stock for Q3 2023, down 6.1% quarter-over-quarter.
  • 10 funds opened new Innovator US Equity Ultra Buffer ETF December positions in Q3 2023 and 11 closed out, a net change of -1 holder.
  • The largest Innovator US Equity Ultra Buffer ETF December buyer in Q3 2023 was Soltis Investment Advisors, an estimated $7.93M added.
  • The largest Innovator US Equity Ultra Buffer ETF December seller in Q3 2023 was Old Mission Capital, an estimated $8.17M sold.

Based on aggregated 13F filings for Q3 2023.