We are live on ! Find out more
UDEC

Innovator US Equity Ultra Buffer ETF December
UDEC

49 hedge funds and large institutions have $57.4M invested in Innovator US Equity Ultra Buffer ETF December in 2023 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 18 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

11.77% less ownership

Funds ownership: 68.88% → 57.1% (-12%)

13% less funds holding

Funds holding: 56 → 49 (-7)

16% less capital invested

Capital invested by funds: $68.1M → $57.4M (-$10.7M)

56% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 18

64% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 11

Holders
49
Holders Change
-7
Holders Change %
-12.5%
% of All Funds
0.77%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
4
Increased
8
Reduced
18
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OMC
Old Mission Capital
Illinois
+$7.46M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.83M
3
Citadel Advisors
Citadel Advisors
Florida
+$652K
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$163K
5
KWM
KFG Wealth Management
Indiana
+$155K

Top Sellers

1
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
-$11.5M
2
DIM
Delta Investment Management
California
-$8.01M
3
Osaic Holdings
Osaic Holdings
Arizona
-$4.27M
4
MOS
MGO One Seven
Ohio
-$1.2M
5
T
TCWP
Ohio
-$1.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
CA
26
Cetera Advisors
Colorado
$483K – – –
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$466K +$5.1K +176 +1%
TWM
28
Tradition Wealth Management
Minnesota
$438K -$9.37K -323 -2%
GS
29
GTS Securities
New York
$424K +$407K +14,041 New
CFCI
30
Comprehensive Financial Consultants Institutional
Indiana
$413K – – –
HI
31
Harbour Investments
Wisconsin
$390K – – –
CAG
32
Compass Advisory Group
New York
$384K -$91.4K -3,150 -20%
RJFSA
33
Raymond James Financial Services Advisors
Florida
$346K – – –
BFG
34
Berger Financial Group
Minnesota
$325K +$7.6K +262 +2%
Cetera Investment Advisers
35
Cetera Investment Advisers
Illinois
$303K -$11.5M -395,002 -98%
CAN
36
Cetera Advisor Networks
California
$265K – – –
FA
37
FC Advisory
Pennsylvania
$251K – – –
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$246K -$30.5K -1,053 -11%
WA
39
Wealth Alliance
New York
$237K – – –
Cerity Partners
40
Cerity Partners
New York
$227K – – –
SHIM
41
Stone House Investment Management
Pennsylvania
$209K -$50.5K -1,740 -20%
WP
42
WealthShield Partners
North Carolina
$104K -$5.05K -174 -5%
IA
43
IFP Advisors
Florida
$89.2K – – –
UBS Group
44
UBS Group
Switzerland
$64.9K +$59.5K +2,053 +2,116%
SWM
45
Spire Wealth Management
Virginia
$58.9K -$257K -8,863 -82%
AAP
46
Arax Advisory Partners
Colorado
$34.3K – – –
SWM
47
Sugarloaf Wealth Management
Georgia
$33.2K – – –
SS
48
Sunbelt Securities
Texas
$6.49K – – –
Morgan Stanley
49
Morgan Stanley
New York
$3.23K – – –
DIM
50
Delta Investment Management
California
– -$8.01M -280,916 Closed
1
2
3

UDEC Hedge Fund Activity: Q2 2023 in Review

49 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF December (UDEC) for Q2 2023, worth a combined $57.4M — down 16% from $68.1M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of UDEC and 4 opened new positions — a net loss of 7 holders — while 18 trimmed existing stakes and 8 added.

The largest buyer was Old Mission Capital, adding an estimated $7.46M. The largest seller was Cetera Investment Advisers, cutting an estimated $11.5M.

  • 49 institutional investors held Innovator US Equity Ultra Buffer ETF December (UDEC) as of Q2 2023, down from 56 in Q1 2023.
  • Funds reported $57.4M of Innovator US Equity Ultra Buffer ETF December stock for Q2 2023, down 16% quarter-over-quarter.
  • 4 funds opened new Innovator US Equity Ultra Buffer ETF December positions in Q2 2023 and 11 closed out, a net change of -7 holders.
  • The largest Innovator US Equity Ultra Buffer ETF December buyer in Q2 2023 was Old Mission Capital, an estimated $7.46M added.
  • The largest Innovator US Equity Ultra Buffer ETF December seller in Q2 2023 was Cetera Investment Advisers, an estimated $11.5M sold.

Based on aggregated 13F filings for Q2 2023.