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UBS Group

Name Holding Trade Value Shares
Change
Change in
Stake
AA
201
Apriem Advisors
California
$17K – – –
Carson Wealth (CWM LLC)
202
Carson Wealth (CWM LLC)
Nebraska
$17K +$16.9K +1,245 New
WA
203
Winfield Associates
Ohio
$15K -$272 -20 -2%
ANBT
204
American National Bank & Trust
Texas
$15K – – –
RWA
205
Ropes Wealth Advisors
Massachusetts
$15K – – –
GXMC
206
Global X Management Company
New York
$14K -$31.3K -2,300 -69%
MFS
207
MSI Financial Services
Massachusetts
$12K +$163 +12 +1%
WRM
208
Westport Resources Management
Connecticut
$11K +$10K +738 +717%
ASN
209
Advisory Services Network
Georgia
$10K – – –
WAM
210
Wealthspire Advisors (Maryland)
Maryland
$8K -$368 -27 -4%
Nisa Investment Advisors
211
Nisa Investment Advisors
Missouri
$8K +$177 +13 +2%
NFG
212
Next Financial Group
Texas
$7K +$1.14K +84 +21%
WC
213
Whitnell & Co
Illinois
$6K +$5.94K +436 New
GI
214
Gradient Investments
Minnesota
$5K +$4.86K +357 New
IWMPD
215
Integrated Wealth Management (Palm Desert)
California
$3K +$1.14K +84 +79%
HIIFS
216
Harel Insurance Investments & Financial Services
Israel
$2K – – –
PMFA
217
Plante Moran Financial Advisors
Michigan
$2K – – –
RWM
218
Raffa Wealth Management
District of Columbia
$1.93K – – –
WP
219
WealthPLAN Partners
Nebraska
$1.65K -$1.62K -119 -50%
TWI
220
Thomas White International
Illinois
$1K -$4.71M -345,602 -100%
ACS
221
Archford Capital Strategies
Illinois
$1K -$1.63K -120 -50%
CHC
222
City Holding Co
West Virginia
$1K – – –
PCP
223
Proficio Capital Partners
Massachusetts
$1K – – –
M
224
MOTCO
Texas
$1K +$653 +48 New
WEC
225
Winslow Evans & Crocker
Massachusetts
$410 – – –