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UBS Group

Name Holding Trade Value Shares
Change
Change in
Stake
PAG
151
Private Advisor Group
New Jersey
$380K +$97K +6,345 +26%
RJT
152
Raymond James Trust
Florida
$359K +$21.7K +1,417 +5%
ANI
153
American National Insurance
Texas
$351K – – –
PA
154
Pinnacle Associates
New York
$350K -$125K -8,155 -23%
Nuveen Fund Advisors
155
Nuveen Fund Advisors
Illinois
$336K +$397K +25,955 New
ICAS
156
Investors Capital Advisory Services
Massachusetts
$313K – – –
SW
157
SVB Wealth
Massachusetts
$297K -$13K -848 -4%
Cambridge Investment Research Advisors
158
Cambridge Investment Research Advisors
Iowa
$293K +$345K +22,605 New
D.E. Shaw & Co
159
D.E. Shaw & Co
New York
$283K +$29.9K +1,960 +10%
M&T Bank
160
M&T Bank
New York
$279K -$324K -21,236 -50%
EDRE
161
Edmond de Rothschild (Europe)
Luxembourg
$277K -$76.4K -5,000 -19%
CCA
162
Checchi Capital Advisers
California
$270K +$8.74K +572 +3%
FAAS
163
First Allied Advisory Services
California
$251K +$56.9K +3,726 +24%
AG
164
Advisor Group
Arizona
$251K +$297K +19,462 New
Group One Trading
165
Group One Trading
Illinois
$245K +$154K +10,075 +114%
HC
166
Henshaw Capital
Massachusetts
$238K – – –
US Bancorp
167
US Bancorp
Minnesota
$234K -$16.5K -1,081 -6%
OCG
168
Opus Capital Group
Ohio
$214K – – –
Commonwealth Equity Services
169
Commonwealth Equity Services
Massachusetts
$213K +$27.8K +1,818 +12%
CS
170
Comerica Securities
Michigan
$208K +$42.3K +2,767 +21%
PP
171
Paloma Partners
Connecticut
$204K -$17.1K -1,121 -7%
FWM
172
Frontier Wealth Management
Missouri
$202K – – –
LTFS
173
Ladenburg Thalmann Financial Services
Florida
$202K +$38.6K +2,528 +19%
Verition Fund Management
174
Verition Fund Management
Connecticut
$191K +$225K +14,721 New
NIT
175
NumerixS Investment Technologies
British Columbia, Canada
$189K +$223K +14,600 New