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UBS Group

Name Holding Trade Value Shares
Change
Change in
Stake
ANI
151
American National Insurance
Texas
$351K
PA
152
Pinnacle Associates
New York
$350K -$125K -8,155 -23%
Nuveen Fund Advisors
153
Nuveen Fund Advisors
Illinois
$336K +$397K +25,955 New
ICAS
154
Investors Capital Advisory Services
Massachusetts
$313K
SW
155
SVB Wealth
Massachusetts
$297K -$13K -848 -4%
Cambridge Investment Research Advisors
156
Cambridge Investment Research Advisors
Iowa
$293K +$345K +22,605 New
D.E. Shaw & Co
157
D.E. Shaw & Co
New York
$283K +$29.9K +1,960 +10%
M&T Bank
158
M&T Bank
New York
$279K -$324K -21,236 -50%
EDRE
159
Edmond de Rothschild (Europe)
Luxembourg
$277K -$76.4K -5,000 -19%
CCA
160
Checchi Capital Advisers
California
$270K +$8.74K +572 +3%
FAAS
161
First Allied Advisory Services
California
$251K +$56.9K +3,726 +24%
AG
162
Advisor Group
Arizona
$251K +$297K +19,462 New
Group One Trading
163
Group One Trading
Illinois
$245K +$154K +10,075 +114%
HC
164
Henshaw Capital
Massachusetts
$238K
US Bancorp
165
US Bancorp
Minnesota
$234K -$16.5K -1,081 -6%
OCG
166
Opus Capital Group
Ohio
$214K
Commonwealth Equity Services
167
Commonwealth Equity Services
Massachusetts
$213K +$27.8K +1,818 +12%
CS
168
Comerica Securities
Michigan
$208K +$42.3K +2,767 +21%
PP
169
Paloma Partners
Connecticut
$204K -$17.1K -1,121 -7%
FWM
170
Frontier Wealth Management
Missouri
$202K
LTFS
171
Ladenburg Thalmann Financial Services
Florida
$202K +$38.6K +2,528 +19%
Verition Fund Management
172
Verition Fund Management
Connecticut
$191K +$225K +14,721 New
NIT
173
NumerixS Investment Technologies
British Columbia, Canada
$189K +$223K +14,600 New
HighTower Advisors
174
HighTower Advisors
Illinois
$187K -$858K -56,150 -79%
HPCM
175
High Pointe Capital Management
Illinois
$186K