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UBS Group

Name Holding Trade Value Shares
Change
Change in
Stake
CGT
126
Capital Guardian Trust
California
$67K +$67.1K +3,918 New
FNYS
127
First New York Securities
New York
$64.8K +$65.1K +3,800 New
HR
128
Howe & Rusling
New York
$50K +$50K +2,922 New
Creative Planning
129
Creative Planning
Kansas
$31K +$31K +1,809 New
TDC
130
Thompson Davis & Co
Virginia
$30K +$30.4K +1,775 New
MFS
131
MSI Financial Services
Massachusetts
$24K +$24.4K +1,425 New
FHA
132
First Horizon Advisors
Tennessee
$19K +$19.4K +1,135 New
ASN
133
Advisory Services Network
Georgia
$10K +$10.4K +605 New
CTC
134
Central Trust Company
Missouri
$9K +$8.56K +500 New
P
135
Palladiem
Pennsylvania
$9K +$9.03K +527 New
Bessemer Group
136
Bessemer Group
New Jersey
$7K +$6.71K +392 New
MCM
137
MV Capital Management
Maryland
$7K +$6.83K +399 New
CFA
138
Carroll Financial Associates
North Carolina
$5K +$4.9K +286 New
Northwestern Mutual Wealth Management
139
Northwestern Mutual Wealth Management
Wisconsin
$3K +$2.88K +168 New
NPC
140
National Planning Corporation
California
$2.67K +$2.74K +160 New
ACS
141
Archford Capital Strategies
Illinois
$2K +$1.59K +93 New
WA
142
WFG Advisors
Texas
$2K +$1.61K +94 New
LBH
143
Lehman Brothers Holdings
New York
$2K +$2K +117 New
WT
144
Whittier Trust
California
$1K +$1.1K +64 New
FNBT
145
FineMark National Bank & Trust
Florida
$1K +$1.11K +65 New
RWM
146
Raffa Wealth Management
District of Columbia
$904 – – –