First New York Securities’s UBS Group UBS Stock Holding History

First New York Securities’s Portfolio UBS Stock Details UBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-91,000	Closed	-$1.69M	–	257
2015 Q3	$1.69M	Buy	+91,000	New	+$1.93M	0.76%	28
2015 Q2	–	Sell	-3,800	Closed	-$71.3K	–	544
2015 Q1	$71.3K	Hold	3,800	–	–	0.07%	124
2014 Q4	$64.8K	Buy	+3,800	New	+$65.1K	0.12%	118

Other funds holding UBS

Norges Bank Oslo, Norway $1T AUM

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Zurich Cantonal Bank Zurich, Switzerland $52.2B AUM 40.82% 1-Year Est. Return

OppenheimerFunds New York $80.4B AUM 15.1% 1-Year Est. Return

First New York Securities's UBS Position: Q4 2015 in Review

First New York Securities sold out of UBS Group (UBS) in Q4 2015, closing a stake of 91,000 shares — an estimated $1.69M sold.

First New York Securities first reported a position in UBS in Q4 2014 and held it in 3 quarters. The position peaked at $1.69M in Q3 2015. 249 funds tracked by Wall St. Rank hold UBS as of Q4 2015.

First New York Securities reported no remaining UBS Group position as of Q4 2015 after selling out during the quarter.
First New York Securities sold 91,000 UBS Group shares in Q4 2015, an estimated $1.69M.
First New York Securities first reported a position in UBS Group in Q4 2014 and held it in 3 quarters.
First New York Securities's UBS Group position peaked at $1.69M in Q3 2015.
249 funds tracked by Wall St. Rank held UBS Group as of Q4 2015.

Based on First New York Securities's 13F filing for Q4 2015, filed 25 Jan 2016.