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UBS Group

299 hedge funds and large institutions have $16.5B invested in UBS Group in 2019 Q4 according to their latest regulatory filings, with 64 funds opening new positions, 87 increasing their positions, 105 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

39% more first-time investments, than exits

New positions opened: 64 | Existing positions closed: 46

22% more capital invested

Capital invested by funds: $13.6B → $16.5B (+$2.94B)

3% more funds holding

Funds holding: 289299 (+10)

3.06% more ownership

Funds ownership: 32.56%35.61% (+3.1%)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

17% less repeat investments, than reductions

Existing positions increased: 87 | Existing positions reduced: 105

32% less call options, than puts

Call options by funds: $313M | Put options by funds: $458M

Holders
299
Holders Change
+10
Holders Change %
+3.46%
% of All Funds
5.89%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.1%
New
64
Increased
87
Reduced
105
Closed
46
Calls
$313M
Puts
$458M
Net Calls
-$144M
Net Calls Change
+$54.5M
Name Holding Trade Value Shares
Change
Change in
Stake
PCG
201
Private Capital Group
Connecticut
$170K -$61.4K -5,161 -28%
FCI
202
Financial Counselors Inc
Kansas
$170K
CAN
203
Cetera Advisor Networks
California
$169K -$23.4K -1,964 -13%
CG
204
Cutler Group
California
$167K +$127K +10,712 +416%
LC
205
Lindbrook Capital
California
$166K
FT
206
Fiduciary Trust
Massachusetts
$164K
GWMIA
207
Global Wealth Management Investment Advisory
Florida
$160K +$151K +12,689 New
RI
208
Ridgewood Investments
New Jersey
$159K +$511 +43 +0.3%
FP
209
Financial Perspectives
Minnesota
$157K +$149K +12,500 New
Squarepoint
210
Squarepoint
New York
$154K -$127K -10,713 -47%
Fifth Third Bancorp
211
Fifth Third Bancorp
Ohio
$152K -$175K -14,742 -55%
BCM
212
Blume Capital Management
California
$152K
AP
213
Advisor Partners
California
$145K +$132K +11,077 New
CAM
214
Cozad Asset Management
Illinois
$143K -$18.4K -1,550 -12%
RJFSA
215
Raymond James Financial Services Advisors
Florida
$137K -$2.06K -173 -2%
SI
216
Stephens Inc
Arkansas
$132K -$12.6K -1,058 -9%
JWA
217
JFS Wealth Advisors
Pennsylvania
$132K +$2.19K +184 +2%
PAG
218
Private Advisor Group
New Jersey
$131K +$124K +10,398 New
DI
219
Diligent Investors
California
$130K
MA
220
Mutual Advisors
Nebraska
$130K +$122K +10,296 New
HA
221
Harbor Advisors
Florida
$126K
Boston Partners
222
Boston Partners
Massachusetts
$114K
Rockefeller Capital Management
223
Rockefeller Capital Management
New York
$111K -$9.57K -805 -8%
SIC
224
Samalin Investment Counsel
New York
$101K +$96.1K +8,079 New
TI
225
tru Independence
Oregon
$99K +$127K +10,700 New

UBS Hedge Fund Activity: Q4 2019 in Review

299 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in UBS Group (UBS) for Q4 2019, worth a combined $16.5B — up 22% from $13.6B a quarter earlier.

Buyers outnumbered sellers: 64 funds opened new UBS positions and 46 closed out — a net gain of 18 holders — while 87 added to existing stakes and 105 trimmed.

The largest buyer was UBS Group, adding an estimated $1.48B. The largest seller was Massachusetts Financial Services, cutting an estimated $288M.

  • 299 institutional investors held UBS Group (UBS) as of Q4 2019, up from 289 in Q3 2019.
  • Funds reported $16.5B of UBS Group stock for Q4 2019, up 22% quarter-over-quarter.
  • 64 funds opened new UBS Group positions in Q4 2019 and 46 closed out, a net change of +18 holders.
  • The largest UBS Group buyer in Q4 2019 was UBS Group, an estimated $1.48B added.
  • The largest UBS Group seller in Q4 2019 was Massachusetts Financial Services, an estimated $288M sold.

Based on aggregated 13F filings for Q4 2019.