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Innovator US Equity Ultra Buffer ETF April

57 hedge funds and large institutions have $51.4M invested in Innovator US Equity Ultra Buffer ETF April in 2023 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 8 increasing their positions, 25 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

6% more funds holding

Funds holding: 5457 (+3)

6.67% less ownership

Funds ownership: 58.5%51.83% (-6.7%)

46% less capital invested

Capital invested by funds: $94.5M → $51.4M (-$43.1M)

68% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 25

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
57
Holders Change
+3
Holders Change %
+5.56%
% of All Funds
0.9%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
9
Increased
8
Reduced
25
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$5.06M -$31.4K -1,200 -0.6%
Osaic Holdings
2
Osaic Holdings
Arizona
$4.52M -$313K -11,983 -6%
PCA
3
Prosperity Capital Advisors
Ohio
$3.19M +$288K +11,011 +10%
AWM
4
AE Wealth Management
Kansas
$2.71M +$130K +4,958 +5%
WFAG
5
Worth Financial Advisory Group
North Carolina
$2.46M
KWM
6
KFG Wealth Management
Indiana
$2.25M -$37.1K -1,420 -2%
CFCI
7
Comprehensive Financial Consultants Institutional
Indiana
$2.2M -$173K -6,611 -7%
JP Morgan Chase
8
JP Morgan Chase
New York
$2.15M +$2.18M +83,583 New
SB
9
Strategic Blueprint
Georgia
$2M -$1.09M -41,786 -35%
BCM
10
Brookstone Capital Management
Illinois
$1.7M -$13M -497,781 -88%
WIA
11
World Investment Advisors
California
$1.69M -$52.3K -2,000 -3%
TWM
12
TriaGen Wealth Management
California
$1.54M +$67.7K +2,591 +5%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$1.43M -$15.4K -588 -1%
Truist Financial
14
Truist Financial
North Carolina
$1.42M -$32.9K -1,259 -2%
AIC
15
Archer Investment Corporation
Indiana
$1.41M -$119K -4,553 -8%
CA
16
Cetera Advisors
Colorado
$1.27M -$450K -17,203 -26%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$1.2M +$748K +28,603 +158%
KWM
18
Kingsview Wealth Management
Oregon
$1.09M -$25.6K -981 -2%
CF
19
Centaurus Financial
California
$847K -$2.9K -111 -0.3%
Mercer Global Advisors
20
Mercer Global Advisors
Colorado
$835K
Wealth Enhancement Advisory Services
21
Wealth Enhancement Advisory Services
Minnesota
$776K +$787K +30,110 New
AAS
22
Avantax Advisory Services
Texas
$719K -$90K -3,442 -11%
MAM
23
Milestone Asset Management
Pennsylvania
$697K -$11.9M -455,162 -94%
FIA
24
Foundations Investment Advisors
Arizona
$688K +$698K +26,701 New
SIA
25
Soltis Investment Advisors
Utah
$615K -$10.4M -396,142 -94%

UAPR Hedge Fund Activity: Q3 2023 in Review

57 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF April (UAPR) for Q3 2023, worth a combined $51.4M — down 46% from $94.5M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new UAPR positions and 6 closed out — a net gain of 3 holders — while 8 added to existing stakes and 25 trimmed.

The largest buyer was JP Morgan Chase, opening a new position worth an estimated $2.18M. The largest seller was Brookstone Capital Management, cutting an estimated $13M.

  • 57 institutional investors held Innovator US Equity Ultra Buffer ETF April (UAPR) as of Q3 2023, up from 54 in Q2 2023.
  • Funds reported $51.4M of Innovator US Equity Ultra Buffer ETF April stock for Q3 2023, down 46% quarter-over-quarter.
  • 9 funds opened new Innovator US Equity Ultra Buffer ETF April positions in Q3 2023 and 6 closed out, a net change of +3 holders.
  • The largest Innovator US Equity Ultra Buffer ETF April buyer in Q3 2023 was JP Morgan Chase, an estimated $2.18M added.
  • The largest Innovator US Equity Ultra Buffer ETF April seller in Q3 2023 was Brookstone Capital Management, an estimated $13M sold.

Based on aggregated 13F filings for Q3 2023.