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Innovator US Equity Ultra Buffer ETF April
UAPR

57 hedge funds and large institutions have $51.4M invested in Innovator US Equity Ultra Buffer ETF April in 2023 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 8 increasing their positions, 25 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

6% more funds holding

Funds holding: 54 → 57 (+3)

6.67% less ownership

Funds ownership: 58.5% → 51.83% (-6.7%)

46% less capital invested

Capital invested by funds: $94.5M → $51.4M (-$43.1M)

68% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 25

100% less funds holding in top 10

Funds holding in top 10: 2 → 0 (-2)

Holders
57
Holders Change
+3
Holders Change %
+5.56%
% of All Funds
0.9%
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
9
Increased
8
Reduced
25
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
JP Morgan Chase
JP Morgan Chase
New York
+$2.18M
2
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
+$787K
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$748K
4
FIA
Foundations Investment Advisors
Arizona
+$698K
5
MOS
MGO One Seven
Ohio
+$532K

Top Sellers

Rank Fund Capital Flow
1
BCM
Brookstone Capital Management
Illinois
-$13M
2
MAM
Milestone Asset Management
Pennsylvania
-$11.9M
3
SIA
Soltis Investment Advisors
Utah
-$10.4M
4
HCM
Hudson Capital Management
New Jersey
-$6.08M
5
RFWA
RPg Family Wealth Advisory
Massachusetts
-$2.97M
Name Holding Trade Value Shares
Change 		Change in
Stake
MOS
26
MGO One Seven
Ohio
$525K +$532K +20,372 New
BWM
27
BCS Wealth Management
Tennessee
$496K – – –
ASN
28
Advisory Services Network
Georgia
$453K – – –
Citadel Advisors
29
Citadel Advisors
Florida
$444K -$46.3K -1,771 -9%
TC
30
TownSquare Capital
Utah
$390K +$396K +15,152 New
DIM
31
Delta Investment Management
California
$359K -$40.3K -1,542 -10%
ML
32
McAdam LLC
Pennsylvania
$344K – – –
RJFSA
33
Raymond James Financial Services Advisors
Florida
$336K – – –
SWA
34
Stratos Wealth Advisors
Ohio
$329K – – –
SWM
35
Spire Wealth Management
Virginia
$312K +$105 +4 +0%
HighTower Advisors
36
HighTower Advisors
Illinois
$302K -$116K -4,436 -27%
SAG
37
SageView Advisory Group
California
$280K -$231K -8,842 -45%
KAS
38
Kestra Advisory Services
Texas
$270K -$20.8K -794 -7%
OMC
39
Old Mission Capital
Illinois
$265K -$209K -8,008 -44%
OWA
40
Outlook Wealth Advisors
Texas
$262K – – –
LPL Financial
41
LPL Financial
California
$253K +$15.2K +583 +6%
Cetera Investment Advisers
42
Cetera Investment Advisers
Illinois
$237K -$13.2K -506 -5%
Susquehanna International Group
43
Susquehanna International Group
Pennsylvania
$217K +$9.12K +349 +4%
SPIA
44
Steward Partners Investment Advisory
New York
$212K – – –
HI
45
Harbour Investments
Wisconsin
$166K -$6.53K -250 -4%
DFA
46
DHJJ Financial Advisors
Illinois
$163K +$166K +6,335 New
IA
47
IFP Advisors
Florida
$99.9K -$21.3K -816 -17%
UBS Group
48
UBS Group
Switzerland
$66.5K +$9.25K +354 +16%
VAG
49
VisionPoint Advisory Group
Texas
$57.9K +$58.7K +2,247 New
Carson Wealth (CWM LLC)
50
Carson Wealth (CWM LLC)
Nebraska
$52K – – –
1
2
3

UAPR Hedge Fund Activity: Q3 2023 in Review

57 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF April (UAPR) for Q3 2023, worth a combined $51.4M — down 46% from $94.5M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new UAPR positions and 6 closed out — a net gain of 3 holders — while 8 added to existing stakes and 25 trimmed.

The largest buyer was JP Morgan Chase, opening a new position worth an estimated $2.18M. The largest seller was Brookstone Capital Management, cutting an estimated $13M.

  • 57 institutional investors held Innovator US Equity Ultra Buffer ETF April (UAPR) as of Q3 2023, up from 54 in Q2 2023.
  • Funds reported $51.4M of Innovator US Equity Ultra Buffer ETF April stock for Q3 2023, down 46% quarter-over-quarter.
  • 9 funds opened new Innovator US Equity Ultra Buffer ETF April positions in Q3 2023 and 6 closed out, a net change of +3 holders.
  • The largest Innovator US Equity Ultra Buffer ETF April buyer in Q3 2023 was JP Morgan Chase, an estimated $2.18M added.
  • The largest Innovator US Equity Ultra Buffer ETF April seller in Q3 2023 was Brookstone Capital Management, an estimated $13M sold.

Based on aggregated 13F filings for Q3 2023.