|
501
|
TCW Group
Los Angeles,
California
|
–
|
-$512K
|
-31,326
|
Closed
|
|
|
502
|
Cetera Advisor Networks
El Segundo,
California
|
–
|
-$427K
|
-26,172
|
Closed
|
|
|
503
|
|
–
|
-$393K
|
-24,067
|
Closed
|
|
|
504
|
Paloma Partners
Greenwich,
Connecticut
|
–
|
-$375K
|
-22,934
|
Closed
|
|
|
505
|
Mizuho Securities USA
New York
|
–
|
-$244K
|
-14,900
|
Closed
|
|
|
506
|
|
–
|
-$229K
|
-14,000
|
Closed
|
|
|
507
|
IHT Wealth Management
Chicago,
Illinois
|
–
|
-$141K
|
-8,735
|
Closed
|
|
|
508
|
Norway Savings Bank
Portland,
Maine
|
–
|
-$105K
|
-6,495
|
Closed
|
|
|
509
|
McKinley Carter Wealth Services
Wheeling,
West Virginia
|
–
|
-$41K
|
-2,500
|
Closed
|
|
|
510
|
Cable Hill Partners
Portland,
Oregon
|
–
|
-$43.5K
|
-2,200
|
-100%
|
|
|
511
|
First Personal Financial Services
Charlotte,
North Carolina
|
–
|
-$35K
|
-2,125
|
Closed
|
|
|
512
|
Risk Paradigm Group
Austin,
Texas
|
–
|
-$33.8K
|
-2,070
|
Closed
|
|
|
513
|
Krilogy Financial
St. Louis,
Missouri
|
–
|
-$32K
|
-1,979
|
Closed
|
|
|
514
|
Avantax Planning Partners
Dubuque,
Iowa
|
–
|
-$26K
|
-1,585
|
Closed
|
|
|
515
|
Clear Perspective Advisors
Aurora,
Illinois
|
–
|
-$19K
|
-1,150
|
Closed
|
|
|
516
|
D. Scott Neal
Lexington,
Kentucky
|
–
|
-$8K
|
-500
|
Closed
|
|
|
517
|
Clearwater Capital Advisors
Hoffman Estates,
Illinois
|
–
|
-$4K
|
-267
|
Closed
|
|
|
518
|
Washington Trust Bank
Spokane,
Washington
|
–
|
-$3K
|
-200
|
Closed
|
|
|
519
|
Hartford Financial Management
Hartford,
Connecticut
|
–
|
-$1K
|
-100
|
Closed
|
|
|
520
|
Spectrum Management Group
Indianapolis,
Indiana
|
–
|
-$2K
|
-100
|
Closed
|
|
|
521
|
First Capital Advisors Group
Little Silver,
New Jersey
|
–
|
-$1K
|
-65
|
Closed
|
|
|
522
|
Elmwood Wealth Management
Berkeley,
California
|
–
|
-$33
|
-2
|
Closed
|
|
|
523
|
|
–
|
+$178
|
+9
|
New
|
|
