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TRI-Continental Corp

Name Holding Trade Value Shares
Change
Change in
Stake
PWP
101
Personal Wealth Partners
Minnesota
$27K +$26.4K +780 New
MRCM
102
M&R Capital Management
New Jersey
$26K +$169 +5 +0.6%
HR
103
Howe & Rusling
New York
$23K – – –
GWSG
104
GPS Wealth Strategies Group
Colorado
$20K +$136 +4 +0.7%
CFO
105
CVA Family Office
Colorado
$16K – – –
AA
106
Addison Advisors
Vermont
$16K +$15.9K +470 New
SWM
107
Sugarloaf Wealth Management
Georgia
$14K – – –
ASN
108
Advisory Services Network
Georgia
$13K +$12.9K +381 New
TCOV
109
Trust Company of Vermont
Vermont
$10K -$10.2K -300 -50%
HI
110
Harbour Investments
Wisconsin
$10K +$10.2K +301 New
SWM
111
Selective Wealth Management
Virginia
$9K – – –
APA
112
American Portfolios Advisors
New York
$7.19K -$98.9K -2,919 -93%
TFM
113
TFC Financial Management
Massachusetts
$7K – – –
PSB
114
Piscataqua Savings Bank
New Hampshire
$4K – – –
BBHC
115
Brown Brothers Harriman & Co
New York
$3K – – –
SIS
116
Sound Income Strategies
Florida
$3K – – –
SPIA
117
Steward Partners Investment Advisory
New York
$2K -$92.5K -2,729 -98%
Carson Wealth (CWM LLC)
118
Carson Wealth (CWM LLC)
Nebraska
$1K – – –
CFFP
119
Center for Financial Planning
Michigan
$1K – – –
AA
120
AQR Arbitrage
Connecticut
– -$421K -12,991 Closed
IAIM
121
International Assets Investment Management
Florida
– -$57K -1,854 Closed
HI
122
Hudock Inc
Pennsylvania
– -$51K -1,586 Closed
AIC
123
Ameritas Investment Company
Nebraska
– -$39.9K -1,229 Closed
Rockefeller Capital Management
124
Rockefeller Capital Management
New York
– -$39.3K -1,161 Closed
Mercer Global Advisors
125
Mercer Global Advisors
Colorado
– -$32K -976 Closed