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TRI-Continental Corp

Name Holding Trade Value Shares
Change
Change in
Stake
SAI
76
Savvy Advisors Inc
New York
$366K
SEI Investments
77
SEI Investments
Pennsylvania
$358K +$371K +11,335 New
LFAS
78
Level Four Advisory Services
Texas
$355K +$61.9K +1,892 +20%
PAG
79
Private Advisor Group
New Jersey
$351K -$11.3K -346 -3%
NFG
80
Nations Financial Group
Iowa
$348K
FPI
81
Financial Plan Inc
Washington
$348K -$32.1K -982 -8%
NP
82
NorthRock Partners
Minnesota
$330K +$342K +10,447 New
Koshinski Asset Management
83
Koshinski Asset Management
Illinois
$322K
AIFAIM
84
American Institute for Advanced Investment Management
Arizona
$321K
TCIIS
85
TIAA-CREF Individual & Institutional Services
New York
$320K +$332K +10,136 New
OC
86
Oppenheimer & Co
New York
$316K +$98 +3 +0%
IWC
87
Integrated Wealth Concepts
Massachusetts
$314K +$325K +9,938 New
Northern Trust
88
Northern Trust
Illinois
$310K -$65 -2 -0%
MIC
89
Meridian Investment Counsel
California
$308K
FWCM
90
Ferguson Wellman Capital Management
Oregon
$293K
Susquehanna International Group
91
Susquehanna International Group
Pennsylvania
$281K +$16.2K +496 +6%
AQR Capital Management
92
AQR Capital Management
Connecticut
$274K +$16.6K +507 +6%
TCM
93
Tandem Capital Management
New Jersey
$262K
UPS
94
UHLMANN PRICE SECURITIES
Illinois
$261K +$177K +5,393 New
UFA
95
Unify Financial Advisors
Florida
$257K -$5.07K -155 -2%
Ameriprise
96
Ameriprise
Minnesota
$253K -$33.3K -1,016 -11%
QCM
97
Quantinno Capital Management
New York
$251K -$20.4K -623 -7%
IAIM
98
International Assets Investment Management
Florida
$241K -$19.4K -594 -7%
GWP
99
Gateway Wealth Partners
Wisconsin
$235K +$244K +7,440 New
PSC
100
Prentiss Smith & Co
Vermont
$222K