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Taiwan Fund

Name Holding Trade Value Shares
Change
Change in
Stake
City of London Investment Management
1
City of London Investment Management
United Kingdom
$49.5M +$3.51M +175,768 +7%
Lazard Asset Management
2
Lazard Asset Management
New York
$36.8M -$841K -42,099 -2%
1607 Capital Partners
3
1607 Capital Partners
Virginia
$5.08M +$26K +1,300 +0.5%
Wells Fargo
4
Wells Fargo
California
$4.91M +$795K +39,801 +18%
STRS Ohio
5
STRS Ohio
Ohio
$1.23M – – –
Gramercy Funds Management
6
Gramercy Funds Management
Connecticut
$1.13M -$20.1K -1,006 -2%
Karpus Investment Management
7
Karpus Investment Management
New York
$1.12M +$161K +8,081 +16%
CL
8
CSS LLC
Illinois
$1.1M – – –
CA
9
Cornerstone Advisors
North Carolina
$370K -$102K -5,100 -21%
Oppenheimer & Co
10
Oppenheimer & Co
New York
$314K – – –
Thomas J. Herzfeld Advisors
11
Thomas J. Herzfeld Advisors
Florida
$280K +$206K +10,308 +228%
Deutsche Bank
12
Deutsche Bank
Germany
$225K – – –
Morgan Stanley
13
Morgan Stanley
New York
$60K -$84.3K -4,220 -57%
UBS
14
UBS
Switzerland
$43K -$28.7K -1,437 -39%
Blue Bell Private Wealth Management
15
Blue Bell Private Wealth Management
Pennsylvania
$32K +$34K +1,700 New
Boston Private Bank & Trust
16
Boston Private Bank & Trust
Massachusetts
$25K – – –
Bank of America
17
Bank of America
North Carolina
$19K – – –
Citigroup
18
Citigroup
New York
$10K -$17.2K -860 -61%
SignatureFD
19
SignatureFD
Georgia
$9K – – –
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$8K – – –
GSC
21
Ground Swell Capital
South Carolina
$1K +$799 +40 New
Mariner Investment Group
22
Mariner Investment Group
New York
– -$1.27M -61,797 Closed
Rivernorth Capital Management
23
Rivernorth Capital Management
Florida
– -$277K -13,511 Closed
LPL Financial
24
LPL Financial
California
– -$272K -13,273 Closed
Tower Research Capital (TRC)
25
Tower Research Capital (TRC)
New York
– -$20K -1,000 Closed