TWN

Taiwan Fund
TWN

Overview Fund Activity

21 hedge funds and large institutions have $102M invested in Taiwan Fund in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
21
Holders Change
-3
Holders Change %
-12.5%
% of All Funds
0.61%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
2
Increased
5
Reduced
6
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
1
City of London Investment Management
United Kingdom
$49.5M
2
Wells Fargo
2
Wells Fargo
California
$4.91M
3
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$280K
4
KIM
4
Karpus Investment Management
New York
$1.12M
5
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$32K

Top Sellers

1
MIG
1
Mariner Investment Group
New York
$0
2
Lazard Asset Management
2
Lazard Asset Management
New York
$36.8M
3
RCM
3
Rivernorth Capital Management
Florida
$0
4
LPL Financial
4
LPL Financial
California
$0
5
CA
5
Cornerstone Advisors
North Carolina
$370K
Name Holding Trade Value Shares
Change 		Shares
Change %
COLIM
1
City of London Investment Management
United Kingdom
$49.5M +$3.31M +175,768 +7%
Lazard Asset Management
2
Lazard Asset Management
New York
$36.8M -$791K -42,099 -2%
1CP
3
1607 Capital Partners
Virginia
$5.08M +$24.5K +1,300 +0.5%
Wells Fargo
4
Wells Fargo
California
$4.91M +$751K +39,801 +18%
SO
5
STRS Ohio
Ohio
$1.23M – – –
GFM
6
Gramercy Funds Management
Connecticut
$1.13M -$19K -1,006 -2%
KIM
7
Karpus Investment Management
New York
$1.12M +$153K +8,081 +16%
CL
8
CSS LLC
Illinois
$1.1M – – –
CA
9
Cornerstone Advisors
North Carolina
$370K -$95.9K -5,100 -21%
OC
10
Oppenheimer & Co
New York
$314K – – –
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$280K +$195K +10,308 +228%
Deutsche Bank
12
Deutsche Bank
Germany
$225K – – –
Morgan Stanley
13
Morgan Stanley
New York
$60K -$79.7K -4,220 -57%
U
14
UBS
Switzerland
$43K -$27.2K -1,437 -39%
BBPWM
15
Blue Bell Private Wealth Management
Pennsylvania
$32K +$32K +1,700 New
BPBT
16
Boston Private Bank & Trust
Massachusetts
$25K – – –
Bank of America
17
Bank of America
North Carolina
$19K – – –
Citigroup
18
Citigroup
New York
$10K -$15.7K -860 -61%
S
19
SignatureFD
Georgia
$9K – – –
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$8K – – –
GSC
21
Ground Swell Capital
South Carolina
$1K +$1K +40 New
MIG
22
Mariner Investment Group
New York
– -$1.27M -61,797 Closed
RCM
23
Rivernorth Capital Management
Florida
– -$277K -13,511 Closed
LPL Financial
24
LPL Financial
California
– -$272K -13,273 Closed
TRCT
25
Tower Research Capital (TRC)
New York
– -$20K -1,000 Closed
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