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Thrivent Small-Mid Cap ESG ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Thrivent Financial for Lutherans
1
Thrivent Financial for Lutherans
Minnesota
$110M -$12.1M -432,225 -11%
Cambridge Investment Research Advisors
2
Cambridge Investment Research Advisors
Iowa
$1.3M +$380K +13,509 +47%
B
3
Bailard
California
$1.26M +$232K +8,266 +26%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$705K +$325K +11,566 +103%
LWMM
5
Legacy Wealth Management (Mississippi)
Mississippi
$436K -$618K -21,980 -61%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$253K -$71.8K -2,555 -24%
Morgan Stanley
7
Morgan Stanley
New York
$9.33K +$8.46K +301 New
UBS Group
8
UBS Group
Switzerland
$4.21K +$1.38K +49 +56%