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TriplePoint Venture Growth BDC
TPVG

79 hedge funds and large institutions have $120M invested in TriplePoint Venture Growth BDC in 2021 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 29 increasing their positions, 19 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 8

53% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 19

11% more call options, than puts

Call options by funds: $2.4M | Put options by funds: $2.15M

7% more capital invested

Capital invested by funds: $111M → $120M (+$8.28M)

5% more funds holding

Funds holding: 75 → 79 (+4)

0.42% more ownership

Funds ownership: 23.72% → 24.13% (+0.42%)

Holders
79
Holders Change
+4
Holders Change %
+5.33%
% of All Funds
1.38%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
29
Reduced
19
Closed
8
Calls
$2.4M
Puts
$2.15M
Net Calls
+$243K
Net Calls Change
+$2.62M

Top Buyers

Rank Fund Capital Flow
1
LCWP
Legacy Capital Wealth Partners
Arkansas
+$1.19M
2
HighTower Advisors
HighTower Advisors
Illinois
+$913K
3
CC
Claybrook Capital
Massachusetts
+$860K
4
AAM
Advisors Asset Management
Colorado
+$824K
5
BRWM
B. Riley Wealth Management
Tennessee
+$716K

Top Sellers

Rank Fund Capital Flow
1
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$1.16M
2
Two Sigma Advisers
Two Sigma Advisers
New York
-$1.04M
3
Osaic Holdings
Osaic Holdings
Arizona
-$782K
4
ClearBridge Investments
ClearBridge Investments
New York
-$677K
5
VanEck Associates
VanEck Associates
New York
-$412K
Name Holding Trade Value Shares
Change 		Change in
Stake
CG
51
Caprock Group
Idaho
$222K – – –
P
52
&Partners
Tennessee
$216K -$11.1K -711 -5%
JF
53
Jump Financial
Illinois
$211K +$208K +13,300 New
Canada Life
54
Canada Life
Manitoba, Canada
$185K +$25.4K +1,622 +16%
MA
55
Montag & Associates
Georgia
$182K – – –
KAS
56
Kestra Advisory Services
Texas
$179K +$1.14K +73 +0.6%
KeyBank National Association
57
KeyBank National Association
Ohio
$171K +$8K +511 +5%
Mackenzie Financial
58
Mackenzie Financial
Ontario, Canada
$158K +$157K +10,000 New
PNC Financial Services Group
59
PNC Financial Services Group
Pennsylvania
$150K – – –
Bank of America
60
Bank of America
North Carolina
$110K +$108K +6,918 New
CA
61
Crewe Advisors
Utah
$83K – – –
TWM
62
Tradition Wealth Management
Minnesota
$75K +$3.01K +192 +4%
TCWM
63
Total Clarity Wealth Management
Illinois
$49K +$48.1K +3,070 New
US Bancorp
64
US Bancorp
Minnesota
$48K – – –
SWA
65
SOA Wealth Advisors
New York
$47K – – –
GWM
66
Geneos Wealth Management
Colorado
$46K +$5.87K +375 +15%
JP Morgan Chase
67
JP Morgan Chase
New York
$36K – – –
FIA
68
FNY Investment Advisers
New York
$31K +$31.3K +2,000 New
Rockefeller Capital Management
69
Rockefeller Capital Management
New York
$30K – – –
GAM
70
Gemmer Asset Management
California
$17K +$13.7K +875 +438%
PA
71
PSI Advisors
Florida
$17K +$17.2K +1,100 New
Simplex Trading
72
Simplex Trading
Illinois
$13K – – –
MSFP
73
Mark Sheptoff Financial Planning
Connecticut
$12K – – –
DOA
74
D'Orazio & Associates
Virginia
$11K +$6.47K +413 +163%
APA
75
American Portfolios Advisors
New York
$8K – – –
1 2
3
4

TPVG Hedge Fund Activity: Q3 2021 in Review

79 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in TriplePoint Venture Growth BDC (TPVG) for Q3 2021, worth a combined $120M — up 7.4% from $111M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new TPVG positions and 8 closed out — a net gain of 5 holders — while 29 added to existing stakes and 19 trimmed.

The largest buyer was Legacy Capital Wealth Partners, opening a new position worth an estimated $1.19M. The largest seller was D.E. Shaw & Co, cutting an estimated $1.16M.

  • 79 institutional investors held TriplePoint Venture Growth BDC (TPVG) as of Q3 2021, up from 75 in Q2 2021.
  • Funds reported $120M of TriplePoint Venture Growth BDC stock for Q3 2021, up 7.4% quarter-over-quarter.
  • 13 funds opened new TriplePoint Venture Growth BDC positions in Q3 2021 and 8 closed out, a net change of +5 holders.
  • The largest TriplePoint Venture Growth BDC buyer in Q3 2021 was Legacy Capital Wealth Partners, an estimated $1.19M added.
  • The largest TriplePoint Venture Growth BDC seller in Q3 2021 was D.E. Shaw & Co, an estimated $1.16M sold.

Based on aggregated 13F filings for Q3 2021.