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TMCWW

TMC The Metals Company Warrants
TMCWW

Name Holding Trade Value Shares
Change 		Change in
Stake
RCM
1
Radcliffe Capital Management
Pennsylvania
$2.29M +$490K +230,750 New
BFM
2
Boothbay Fund Management
New York
$1.09M +$234K +109,875 New
AC
3
Athanor Capital
New York
$969K +$207K +97,600 New
GCL
4
Glazer Capital LLC
New York
$908K +$1.08M +508,855 +102%
MF
5
Magnetar Financial
Illinois
$776K +$1.83M +862,228 New
TP
6
Third Point
New York
$450K +$1.06M +500,000 New
ICM
7
Ionic Capital Management
New York
$444K +$1.05M +493,541 New
LA
8
Linden Advisors
New York
$424K -$31.9K -14,991 -3%
LP
9
LMR Partners
United Kingdom
$268K +$633K +297,641 New
CCA
10
Castle Creek Arbitrage
Colorado
$259K – – –
MCM
11
Moore Capital Management
New York
$203K – – –
DCM
12
Dupont Capital Management
Delaware
$169K – – –
MIM
13
Monashee Investment Management
Massachusetts
$157K – – –
OAC
14
OMERS Administration Corp
Ontario, Canada
$112K -$374K -176,104 -59%
RCM
15
Rivernorth Capital Management
Florida
$80K – – –
WC
16
Wealthspring Capital
New York
$76K +$179K +84,084 New
YCM
17
Yaupon Capital Management
New York
$69K -$266K -125,000 -62%
TCM
18
Tenor Capital Management
New York
$61K -$15.9K -7,500 -10%
CL
19
CSS LLC
Illinois
$51K +$121K +56,951 New
HF
20
HRT Financial
New York
$49K – – –
AA
21
AQR Arbitrage
Connecticut
$42K -$832K -391,222 -89%
PSAMP
22
P. Schoenfeld Asset Management (PSAM)
New York
$41K -$115K -54,027 -54%
KC
23
Kepos Capital
New York
$32K -$556K -261,800 -88%
PCM
24
Prelude Capital Management
New York
$14K +$32.1K +15,125 New
SMA
25
Sage Mountain Advisors
Georgia
$14K +$33.2K +15,604 New
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