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Northern Trust Morningstar US Market Factor Tilt ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$646M -$4.58M -53,702 -0.7%
EA
2
Efficient Advisors
Ohio
$21.4M +$18.8M +219,775 +735%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$11.7M +$746K +8,735 +7%
Ameriprise
4
Ameriprise
Minnesota
$9.88M +$3.78M +44,294 +62%
ST
5
Sentinel Trust
Texas
$3.69M -$1.67M -19,576 -31%
Morgan Stanley
6
Morgan Stanley
New York
$3.33M -$1.66M -19,465 -33%
LPL Financial
7
LPL Financial
California
$615K -$638K -7,477 -51%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$497K +$87.8K +1,029 +22%
LNC
9
Lincoln National Corp
Pennsylvania
$494K +$34.1K +400 +7%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$371K +$90.3K +1,058 +32%
GLRA
11
Gerald L. Ray & Associates
Texas
$335K
PO
12
Private Ocean
California
$322K -$18.1K -212 -5%
AG
13
Advisor Group
Arizona
$319K +$318K +3,720 New
US Bancorp
14
US Bancorp
Minnesota
$291K +$290K +3,393 New
SPC
15
Sigma Planning Corp
Michigan
$286K -$57.8K -677 -17%
GT
16
Glenmede Trust
Pennsylvania
$231K
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$172K -$661K -7,750 -79%
Bessemer Group
18
Bessemer Group
New Jersey
$163K
UBS Group
19
UBS Group
Switzerland
$146K -$101K -1,178 -41%
Wells Fargo
20
Wells Fargo
California
$52K +$51.2K +600 New
Bank of America
21
Bank of America
North Carolina
$21K -$316K -3,700 -94%
GWM
22
Geneos Wealth Management
Colorado
$15K +$85 +1 +0.6%
TCM
23
TD Capital Management
Tennessee
$6K -$5.72K -67 -48%
MFS
24
MSI Financial Services
Massachusetts
$6K
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
-$3.1M -36,568 Closed