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iShares US Tech Breakthrough Multisector ETF

29 hedge funds and large institutions have $372M invested in iShares US Tech Breakthrough Multisector ETF in 2021 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

67% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 6

16% more funds holding

Funds holding: 2529 (+4)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

7% less capital invested

Capital invested by funds: $400M → $372M (-$27.1M)

7.68% less ownership

Funds ownership: 93.21%85.53% (-7.7%)

Holders
29
Holders Change
+4
Holders Change %
+16%
% of All Funds
0.51%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
10
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Financial Engines Advisors
1
Financial Engines Advisors
California
$344M -$44.7M -1,067,305 -11%
RCS
2
Retirement Capital Strategies
California
$11.6M -$142K -3,393 -1%
LPL Financial
3
LPL Financial
California
$3.68M +$2.42M +57,733 +181%
SSWM
4
Sheets Smith Wealth Management
North Carolina
$2.82M -$13.4K -321 -0.5%
Citadel Advisors
5
Citadel Advisors
Florida
$2.02M +$2.06M +49,187 New
CA
6
Cetera Advisors
Colorado
$1.54M +$1.24M +29,518 +374%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.21M +$1.13M +27,074 +1,123%
Goldman Sachs
8
Goldman Sachs
New York
$809K -$5.4K -129 -0.7%
KWM
9
Kingsview Wealth Management
Oregon
$808K +$824K +19,668 New
Bank of America
10
Bank of America
North Carolina
$647K +$214K +5,099 +48%
TRCT
11
Tower Research Capital (TRC)
New York
$646K +$131K +3,135 +25%
VWA
12
Visionary Wealth Advisors
Illinois
$634K +$192K +4,579 +42%
SWA
13
Stratos Wealth Advisors
Ohio
$471K -$25.6K -611 -5%
BCM
14
Brasada Capital Management
Texas
$392K +$400K +9,546 New
AC
15
Abbrea Capital
California
$314K
DAS
16
Dynamic Advisor Solutions
Arizona
$306K +$42.3K +1,010 +16%
Osaic Holdings
17
Osaic Holdings
Arizona
$102K -$23.2K -553 -18%
Morgan Stanley
18
Morgan Stanley
New York
$59K +$14.6K +348 +32%
PB
19
Pinnacle Bancorp
Nebraska
$25K
Bank of Montreal
20
Bank of Montreal
Ontario, Canada
$25K +$23.6K +564 New
Fidelity Investments
21
Fidelity Investments
Massachusetts
$23K +$21.2K +505 +1,148%
TCWM
22
Total Clarity Wealth Management
Illinois
$21K +$20.9K +500 New
KA
23
Kozak & Associates
Colorado
$19K +$18.5K +442 New
APA
24
American Portfolios Advisors
New York
$4.11K
US Bancorp
25
US Bancorp
Minnesota
$4K

TECB Hedge Fund Activity: Q3 2021 in Review

29 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in iShares US Tech Breakthrough Multisector ETF (TECB) for Q3 2021, worth a combined $372M — down 6.8% from $400M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new TECB positions and 3 closed out — a net gain of 4 holders — while 10 added to existing stakes and 6 trimmed.

The largest buyer was LPL Financial, adding an estimated $2.42M. The largest seller was Financial Engines Advisors, cutting an estimated $44.7M.

  • 29 institutional investors held iShares US Tech Breakthrough Multisector ETF (TECB) as of Q3 2021, up from 25 in Q2 2021.
  • Funds reported $372M of iShares US Tech Breakthrough Multisector ETF stock for Q3 2021, down 6.8% quarter-over-quarter.
  • 7 funds opened new iShares US Tech Breakthrough Multisector ETF positions in Q3 2021 and 3 closed out, a net change of +4 holders.
  • The largest iShares US Tech Breakthrough Multisector ETF buyer in Q3 2021 was LPL Financial, an estimated $2.42M added.
  • The largest iShares US Tech Breakthrough Multisector ETF seller in Q3 2021 was Financial Engines Advisors, an estimated $44.7M sold.

Based on aggregated 13F filings for Q3 2021.