TEAF

Ecofin Sustainable & Social Impact Term Fund
TEAF

Overview Fund Activity

29 hedge funds and large institutions have $36.7M invested in Ecofin Sustainable & Social Impact Term Fund in 2019 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 11 increasing their positions, 2 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
29
Holders Change
+13
Holders Change %
+81.25%
% of All Funds
0.57%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
11
Reduced
2
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Mariner
1
Mariner
Kansas
$5.13M
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$5.6M
3
Bank of America
3
Bank of America
North Carolina
$4.66M
4
Stifel Financial
4
Stifel Financial
Missouri
$2.47M
5
Morgan Stanley
5
Morgan Stanley
New York
$5.78M

Top Sellers

1
Franklin Resources
1
Franklin Resources
California
$0
2
Wells Fargo
2
Wells Fargo
California
$338K
3
UR
3
USCA RIA
Texas
$451K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$5.78M +$1.81M +110,265 +46%
PAIM
2
Punch & Associates Investment Management
Minnesota
$5.6M +$2.79M +170,203 +99%
Mariner
3
Mariner
Kansas
$5.13M +$5.13M +313,133 New
Bank of America
4
Bank of America
North Carolina
$4.66M +$2.78M +169,928 +148%
DADC
5
D.A. Davidson & Co
Montana
$2.95M +$589K +35,959 +25%
Stifel Financial
6
Stifel Financial
Missouri
$2.47M +$2.47M +149,950 New
MIG
7
Mariner Investment Group
New York
$1.2M +$1.2M +73,318 New
LCM
8
Landscape Capital Management
New Jersey
$985K +$985K +60,108 New
SFS
9
Shaker Financial Services
Virginia
$937K +$937K +57,154 New
RJA
10
Raymond James & Associates
Florida
$925K +$729K +44,476 +372%
WS
11
Wedbush Securities
California
$901K +$640K +39,017 +245%
Truist Financial
12
Truist Financial
North Carolina
$888K +$888K +54,165 New
UBS Group
13
UBS Group
Switzerland
$846K +$496K +30,270 +142%
JPMPWA
14
J.P. Morgan Private Wealth Advisors
California
$565K +$98.3K +6,000 +21%
CCP
15
Clough Capital Partners
Massachusetts
$488K +$488K +29,800 New
UR
16
USCA RIA
Texas
$451K -$102K -6,250 -19%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$368K +$246K +14,989 +201%
CPIG
18
Chicago Partners Investment Group
Illinois
$357K +$357K +21,027 New
Wells Fargo
19
Wells Fargo
California
$338K -$104K -6,352 -24%
RCM
20
Rivernorth Capital Management
Florida
$318K +$318K +19,399 New
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$311K +$224K +13,687 +259%
PAS
22
Partnervest Advisory Services
California
$173K +$4.88K +298 +3%
MIM
23
Macroview Investment Management
Maryland
$22K +$22K +1,366 New
TRCT
24
Tower Research Capital (TRC)
New York
$20K +$20K +1,200 New
CFG
25
Citizens Financial Group
Rhode Island
$18K +$18K +1,107 New
1
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