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BlackRock TCP Capital

Name Holding Trade Value Shares
Change
Change in
Stake
DLG
76
Daniel L. Goodwin
$164K
CG
77
Cutler Group
California
$96K +$94K +5,871 New
GH
78
GAM Holding
Switzerland
$65K +$63.8K +3,985 New
WAM
79
Wealthspire Advisors (Maryland)
Maryland
$59K +$2.06K +129 +4%
JP Morgan Chase
80
JP Morgan Chase
New York
$55K -$209K -13,075 -80%
GXMC
81
Global X Management Company
New York
$53K +$20.2K +1,263 +64%
TRCT
82
Tower Research Capital (TRC)
New York
$48K +$47.3K +2,952 New
NFG
83
Next Financial Group
Texas
$44K +$10.1K +630 +30%
PNC Financial Services Group
84
PNC Financial Services Group
Pennsylvania
$32K
Manulife (Manufacturers Life Insurance)
85
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$25K
TDC
86
Thompson Davis & Co
Virginia
$20K +$19.2K +1,200 New
WRM
87
Westport Resources Management
Connecticut
$19K -$134K -8,400 -88%
IA
88
IFP Advisors
Florida
$15K
FMP
89
Financial Management Professionals
Texas
$14K
PCM
90
Penserra Capital Management
California
$11K +$3.49K +218 +43%
CFA
91
Carroll Financial Associates
North Carolina
$10K
Creative Planning
92
Creative Planning
Kansas
$9K -$2.27K -142 -20%
Barclays
93
Barclays
United Kingdom
$8K +$6.2K +387 +472%
TC
94
Trust Company
Kansas
$5K +$4.48K +280 New
PCM
95
Prelude Capital Management
New York
$2K -$8K -500 -83%
MFS
96
MSI Financial Services
Massachusetts
$2K
Axa
97
Axa
France
-$12.6M -822,823 Closed
Millennium Management
98
Millennium Management
New York
-$1.14M -74,757 Closed
DCM
99
Dialectic Capital Management
Connecticut
-$718K -47,000 Closed
D.E. Shaw & Co
100
D.E. Shaw & Co
New York
-$552K -36,145 Closed