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BlackRock TCP Capital

Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
76
PNC Financial Services Group
Pennsylvania
$28K -$75.4K -4,940 -71%
Barclays
77
Barclays
United Kingdom
$26K – – –
Manulife (Manufacturers Life Insurance)
78
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$21K – – –
Tower Research Capital (TRC)
79
Tower Research Capital (TRC)
New York
$20K +$22.4K +1,466 New
Bank of Montreal
80
Bank of Montreal
Ontario, Canada
$20K +$22.9K +1,500 New
Global X Management Company
81
Global X Management Company
New York
$18K +$20.1K +1,320 New
NFG
82
Next Financial Group
Texas
$16K – – –
JC
83
JBF Capital
Colorado
$14K – – –
CFA
84
Carroll Financial Associates
North Carolina
$9K – – –
Pathstone Family Office
85
Pathstone Family Office
New Jersey
$8K – – –
Allworth Financial
86
Allworth Financial
California
$8K +$9.25K +606 New
WEC
87
Winslow Evans & Crocker
Massachusetts
$6.78K – – –
Ameritas Investment Partners
88
Ameritas Investment Partners
Nebraska
$6K – – –
MSI Financial Services
89
MSI Financial Services
Massachusetts
$4K +$3.53K +231 +231%
Creative Planning
90
Creative Planning
Kansas
$4K +$3.95K +259 New
HR
91
Howe & Rusling
New York
$3K – – –
Farmers & Merchants Investments Inc
92
Farmers & Merchants Investments Inc
Nebraska
$3K +$3.82K +250 New
SSB
93
Sandy Spring Bank
Maryland
$1K +$1.66K +109 New
Two Sigma Investments
94
Two Sigma Investments
New York
– -$418K -27,366 Closed
Crawford Investment Counsel
95
Crawford Investment Counsel
Georgia
– -$388K -25,395 Closed
JP Morgan Chase
96
JP Morgan Chase
New York
– -$177K -11,594 Closed
Jefferies Group
97
Jefferies Group
New York
– -$11K -706 Closed
Benjamin F. Edwards & Company
98
Benjamin F. Edwards & Company
Missouri
– -$2K -100 Closed
Fifth Third Bancorp
99
Fifth Third Bancorp
Ohio
– -$2K -100 Closed
US Bancorp
100
US Bancorp
Minnesota
– +$137 +9 New