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BlackRock TCP Capital

Name Holding Trade Value Shares
Change
Change in
Stake
AIM
51
Allen Investment Management
New York
$757K +$406K +28,004 +115%
WFI
52
West Family Investments
California
$709K
Ameriprise
53
Ameriprise
Minnesota
$705K +$479K +32,978 +209%
Morgan Stanley
54
Morgan Stanley
New York
$692K -$4.44K -306 -0.6%
Commonwealth Equity Services
55
Commonwealth Equity Services
Massachusetts
$674K +$10.1K +695 +2%
AIM
56
Assured Investment Management
New York
$654K +$181K +12,453 +38%
Royal Bank of Canada
57
Royal Bank of Canada
Ontario, Canada
$591K +$126K +8,668 +27%
Citadel Advisors
58
Citadel Advisors
Florida
$575K +$577K +39,798 New
LTFS
59
Ladenburg Thalmann Financial Services
Florida
$562K
CCM
60
Canal Capital Management
Virginia
$524K +$38.9K +2,679 +8%
TG
61
TCW Group
California
$506K +$72.5K +5,000 +17%
Nuveen Fund Advisors
62
Nuveen Fund Advisors
Illinois
$485K -$280K -19,279 -36%
Bank of New York Mellon
63
Bank of New York Mellon
New York
$473K +$77.6K +5,350 +20%
OC
64
Oppenheimer & Co
New York
$447K +$39.8K +2,744 +10%
QSS
65
Quantitative Systematic Strategies
Florida
$423K -$261K -18,007 -38%
SIS
66
Sound Income Strategies
Florida
$411K +$3.85K +265 +0.9%
VCM
67
Versant Capital Management
Arizona
$401K -$55.3K -3,814 -12%
JP Morgan Chase
68
JP Morgan Chase
New York
$394K +$117K +8,041 +42%
BRWA
69
B. Riley Wealth Advisors
Florida
$383K +$384K +26,450 New
SP
70
Steelhead Partners
Washington
$370K
Mackenzie Financial
71
Mackenzie Financial
Ontario, Canada
$348K
ARTA
72
A.R.T. Advisors
New York
$304K +$306K +21,100 New
DTL
73
Dynamic Technology Lab
Singapore
$290K +$291K +20,038 New
MF
74
Magnetar Financial
Illinois
$289K -$1.12K -77 -0.4%
CIBC World Market
75
CIBC World Market
Ontario, Canada
$264K -$20.2K -1,395 -7%