|
1
|
1607 Capital Partners
Richmond,
Virginia
|
$20.2M
|
+$45.5K
|
+2,100
|
+0.2%
|
|
|
2
|
Wells Fargo
San Francisco,
California
|
$11M
|
+$485K
|
+22,362
|
+5%
|
|
|
3
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$6.68M
|
+$273K
|
+12,604
|
+4%
|
|
|
4
|
Icon Advisers
Greenwood Village,
Colorado
|
$6.54M
|
+$6.54M
|
+301,703
|
New
|
|
|
5
|
Karpus Investment Management
Pittsford,
New York
|
$4.99M
|
-$3.57M
|
-164,641
|
-42%
|
|
|
6
|
Yakira Capital Management
Westport,
Connecticut
|
$3.17M
|
+$3.18M
|
+146,474
|
New
|
|
|
7
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$870K
|
+$871K
|
+40,178
|
New
|
|
|
8
|
AQR Arbitrage
Greenwich,
Connecticut
|
$733K
|
-$302K
|
-13,925
|
-29%
|
|
|
9
|
Granite Investment Partners
El Segundo,
California
|
$731K
|
–
|
–
|
–
|
|
|
10
|
Guggenheim Capital
Chicago,
Illinois
|
$425K
|
-$299K
|
-13,800
|
-41%
|
|
|
11
|
LPL Financial
San Diego,
California
|
$374K
|
+$24.1K
|
+1,111
|
+7%
|
|
|
12
|
|
$314K
|
+$1.04K
|
+48
|
+0.3%
|
|
|
13
|
UBS Group
Zurich,
Switzerland
|
$215K
|
-$84.3K
|
-3,889
|
-28%
|
|
|
14
|
Bank of America
Charlotte,
North Carolina
|
$95K
|
–
|
–
|
–
|
|
|
15
|
|
$25K
|
+$3.1K
|
+143
|
+14%
|
|
|
16
|
Allworth Financial
Folsom,
California
|
$16K
|
–
|
–
|
–
|
|
|
17
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$15K
|
-$82.4K
|
-3,800
|
-84%
|
|
|
18
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$15K
|
–
|
–
|
–
|
|
|
19
|
MSI Financial Services
Springfield,
Massachusetts
|
$12K
|
–
|
–
|
–
|
|
|
20
|
Focused Wealth Management
Newburgh,
New York
|
$11K
|
–
|
–
|
–
|
|
|
21
|
People's United Financial
Bridgeport,
Connecticut
|
$4K
|
–
|
–
|
–
|
|
|
22
|
BNP Paribas Financial Markets
Paris,
France
|
$2.17K
|
+$2.17K
|
+100
|
New
|
|
|
23
|
Tower Research Capital (TRC)
New York
|
$2K
|
+$1.76K
|
+81
|
New
|
|
|
24
|
Creative Planning
Overland Park,
Kansas
|
$1K
|
+$716
|
+33
|
New
|
|
|
25
|
Landscape Capital Management
Englewood,
New Jersey
|
–
|
-$519K
|
-26,087
|
Closed
|
|
