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AB Tax-Aware Intermediate Municipal ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$222K +$221K +8,922 New
Alpha Cubed Investments
27
Alpha Cubed Investments
California
$221K – – –
AFP
28
Ausdal Financial Partners
Iowa
$203K +$1.51K +61 +0.8%
Osaic Holdings
29
Osaic Holdings
Arizona
$93.8K +$79.5K +3,205 +574%
Integrated Wealth Concepts
30
Integrated Wealth Concepts
Massachusetts
– -$2.06M -81,808 Closed
Atria Investments
31
Atria Investments
North Carolina
– -$462K -18,376 Closed
Sanctuary Advisors
32
Sanctuary Advisors
Indiana
– -$462K -18,376 Closed
PTC
33
Private Trust Company
Ohio
– -$110K -4,352 Closed