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AB Tax-Aware Intermediate Municipal ETF
TAFM

Name Holding Trade Value Shares
Change 		Change in
Stake
AllianceBernstein
1
AllianceBernstein
Tennessee
$326M +$47.3M +1,855,353 +17%
NP
2
NorthRock Partners
Minnesota
$99.5M +$67M +2,632,091 +212%
LPL Financial
3
LPL Financial
California
$29.4M +$7.68M +301,504 +36%
LA
4
LVW Advisors
New York
$27M +$1.88M +73,711 +8%
FWA
5
FSM Wealth Advisors
Ohio
$22.1M +$8.37M +328,736 +62%
SPIA
6
Steward Partners Investment Advisory
New York
$18.6M +$662K +25,975 +4%
HighTower Advisors
7
HighTower Advisors
Illinois
$14.5M -$906K -35,568 -6%
Raymond James Financial
8
Raymond James Financial
Florida
$9.33M +$1.73M +67,735 +23%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$8.58M +$1.34M +52,703 +19%
Truist Financial
10
Truist Financial
North Carolina
$8.36M +$673K +26,438 +9%
Jane Street
11
Jane Street
New York
$7.9M +$4.28M +168,097 +121%
BPA
12
Beacon Pointe Advisors
California
$7.65M +$1.55M +60,934 +26%
DWM
13
Dynasty Wealth Management
Florida
$4.65M +$278K +10,925 +6%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$3.87M +$1.64M +64,568 +75%
AFP
15
Ausdal Financial Partners
Iowa
$3.41M -$576K -22,616 -15%
ARG
16
Advisory Resource Group
Oklahoma
$3.28M +$150K +5,898 +5%
AAS
17
Ameritas Advisory Services
Nebraska
$2.57M +$2.55M +100,000 New
CAM
18
Cresset Asset Management
Illinois
$2.46M -$905K -35,544 -27%
PAG
19
Private Advisor Group
New Jersey
$2.43M +$551K +21,627 +30%
CIA
20
Concurrent Investment Advisors
Florida
$2.19M -$19.7K -772 -0.9%
LFG
21
Leverty Financial Group
Wisconsin
$1.93M +$482K +18,936 +34%
FAT
22
First American Trust
California
$1.75M +$798K +31,323 +85%
KAS
23
Kestra Advisory Services
Texas
$1.61M +$402K +15,765 +34%
SWP
24
Sagespring Wealth Partners
Tennessee
$1.59M +$767K +30,123 +94%
Osaic Holdings
25
Osaic Holdings
Arizona
$1.5M -$114K -4,483 -7%
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