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SWU

STANLEY BLACK & DECKER INC CORP UNIT
SWU

Delisted

SWU was delisted on the 16th of November, 2015.

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Name Holding Trade Value Shares
Change 		Change in
Stake
American Century Companies
1
American Century Companies
Missouri
$243M +$243M +1,880,885 New
ZA
2
Zazove Associates
Nevada
$167M +$167M +1,296,655 New
MSL
3
Mackay Shields LLC
New York
$52.2M +$52.1M +403,668 New
Calamos Advisors
4
Calamos Advisors
Illinois
$50.6M +$50.6M +391,915 New
ACM
5
Advent Capital Management
New York
$29.8M +$29.9M +231,302 New
Franklin Resources
6
Franklin Resources
California
$26.2M +$26.2M +202,800 New
Thrivent Financial for Lutherans
7
Thrivent Financial for Lutherans
Minnesota
$19.5M +$19.5M +151,000 New
KeyBank National Association
8
KeyBank National Association
Ohio
$18.1M +$18M +139,675 New
GLI
9
Guardian Life Insurance
New York
$16.9M – – –
STC
10
SEI Trust Company
Pennsylvania
$14.9M +$14.9M +115,632 New
Invesco
11
Invesco
Georgia
$11.9M – – –
PI
12
Putnam Investments
Massachusetts
$11.8M +$11.9M +92,204 New
Lord, Abbett & Co
13
Lord, Abbett & Co
New Jersey
$11.8M +$11.8M +91,042 New
FCAM
14
F&C Asset Management
United Kingdom
$11.4M +$11.3M +87,900 New
State Street
15
State Street
Massachusetts
$9.47M +$9.83M +76,132 New
MAA
16
Managed Account Advisors
New Jersey
$8.07M +$8.05M +62,404 New
JP Morgan Chase
17
JP Morgan Chase
New York
$7.61M +$7.6M +58,874 New
Deutsche Bank
18
Deutsche Bank
Germany
$6.72M +$6.71M +52,000 New
AAMU
19
Amundi Asset Management US
Massachusetts
$6.46M +$6.45M +50,000 New
Allianz Asset Management
20
Allianz Asset Management
Germany
$6.46M +$6.45M +50,000 New
Wells Fargo
21
Wells Fargo
California
$4.57M +$4.56M +35,359 New
DCM
22
Dinsmore Capital Management
New Jersey
$2.58M +$2.58M +20,000 New
IRM
23
Income Research & Management
Massachusetts
$2.26M +$2.19M +17,000 New
AIP
24
Ameritas Investment Partners
Nebraska
$2.23M – – –
RJA
25
Raymond James & Associates
Florida
$1.94M +$1.94M +15,013 New
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