SWK Holdings
SWKH
SWKH was delisted on the 2nd of April, 2026.
30 hedge funds and large institutions have $157M invested in SWK Holdings in 2020 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 14 reducing their positions, and 4 closing their positions.
18% more capital invested
Capital invested by funds: $132M → $157M (+$24.5M)
1.5% more ownership
Funds ownership: 108.87% → 110.37% (+1.5%)
0% more funds holding in top 10
Funds holding in top 10: 2 → 2 (0)
3% less funds holding
Funds holding: 31 → 30 (-1)
25% less first-time investments, than exits
New positions opened: 3 | Existing positions closed: 4
43% less repeat investments, than reductions
Existing positions increased: 8 | Existing positions reduced: 14
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Vanguard Group
Malvern,
Pennsylvania
|
+$1.92M |
| 2 |
Northern Trust
Chicago,
Illinois
|
+$640K |
| 3 |
Goldman Sachs
New York
|
+$374K |
| 4 |
Bank of New York Mellon
New York
|
+$172K |
| 5 |
Charles Schwab
San Francisco,
California
|
+$165K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CC
Carlson Capital
Dallas,
Texas
|
-$1.32M |
| 2 |
SCM
Solas Capital Management
Darien,
Connecticut
|
-$676K |
| 3 |
DAM
Deltec Asset Management
New York
|
-$227K |
| 4 |
Renaissance Technologies
New York
|
-$213K |
| 5 |
AI
Atom Investors
Austin,
Texas
|
-$165K |
SWKH Hedge Fund Activity: Q3 2020 in Review
30 of the 4,969 institutional investors tracked by Wall St. Rank reported a position in SWK Holdings (SWKH) for Q3 2020, worth a combined $157M — up 18% from $132M a quarter earlier.
Sellers outnumbered buyers: 4 funds closed out of SWKH and 3 opened new positions — a net loss of 1 holder — while 14 trimmed existing stakes and 8 added.
The largest buyer was Vanguard Group, adding an estimated $1.92M. The largest seller was Carlson Capital, cutting an estimated $1.32M.
- 30 institutional investors held SWK Holdings (SWKH) as of Q3 2020, down from 31 in Q2 2020.
- Funds reported $157M of SWK Holdings stock for Q3 2020, up 18% quarter-over-quarter.
- 3 funds opened new SWK Holdings positions in Q3 2020 and 4 closed out, a net change of -1 holder.
- The largest SWK Holdings buyer in Q3 2020 was Vanguard Group, an estimated $1.92M added.
- The largest SWK Holdings seller in Q3 2020 was Carlson Capital, an estimated $1.32M sold.
Based on aggregated 13F filings for Q3 2020.