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Simplify Volatility Premium ETF

40 hedge funds and large institutions have $64.9M invested in Simplify Volatility Premium ETF in 2023 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 12 increasing their positions, 14 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 11

3% more funds holding

Funds holding: 3940 (+1)

7.15% less ownership

Funds ownership: 21.61%14.46% (-7.2%)

7% less capital invested

Capital invested by funds: $69.9M → $64.9M (-$5.08M)

14% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 14

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $630K

Holders
40
Holders Change
+1
Holders Change %
+2.56%
% of All Funds
0.63%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
13
Increased
12
Reduced
14
Closed
11
Calls
Puts
$630K
Net Calls
-$630K
Net Calls Change
-$630K
Name Holding Trade Value Shares
Change
Change in
Stake
TWM
1
TMD Wealth Management
Arizona
$22.2M -$523K -22,842 -2%
OIA
2
OneDigital Investment Advisors
Kansas
$8.38M +$764K +33,394 +10%
CP
3
Cumberland Partners
Ontario, Canada
$5.65M +$11.1K +484 +0.2%
PFA
4
Peak Financial Advisors
Colorado
$4.29M +$4.36M +190,636 New
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$2.87M -$58K -2,533 -2%
CAPTRUST Financial Advisors
6
CAPTRUST Financial Advisors
North Carolina
$2.29M +$58.9K +2,572 +3%
FEG
7
Financial Enhancement Group
Indiana
$2.22M +$2.27M +99,164 New
Renaissance Technologies
8
Renaissance Technologies
New York
$1.88M +$1.91M +83,300 New
ACM
9
AlphaStar Capital Management
North Carolina
$1.79M +$1.82M +79,496 New
AWM
10
AE Wealth Management
Kansas
$1.67M +$1.22M +53,282 +254%
WAM
11
Worth Asset Management
Texas
$1.27M -$1.36M -59,539 -51%
HF
12
HRT Financial
New York
$1.21M +$677K +29,568 +123%
SAF
13
Smith Anglin Financial
Texas
$1.14M -$65.4K -2,857 -5%
BW
14
Bison Wealth
Georgia
$1.03M -$5.48M -239,342 -84%
AFP
15
Ausdal Financial Partners
Iowa
$691K -$482K -21,060 -41%
Citadel Advisors
16
Citadel Advisors
Florida
$542K +$551K +24,081 New
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$529K +$537K +23,488 New
CA
18
Cambridge Advisors
Nebraska
$498K +$39.9K +1,744 +9%
HAS
19
HBW Advisory Services
California
$485K +$493K +21,529 New
Carson Wealth (CWM LLC)
20
Carson Wealth (CWM LLC)
Nebraska
$445K -$24.4K -1,065 -5%
JP Morgan Chase
21
JP Morgan Chase
New York
$381K +$388K +16,942 New
CWM
22
Collaborative Wealth Management
Florida
$378K
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$345K -$222K -9,723 -39%
OMC
24
Old Mission Capital
Illinois
$343K -$1.42M -62,072 -80%
TI
25
Tidal Investments
Wisconsin
$322K -$13K -569 -4%

SVOL Hedge Fund Activity: Q3 2023 in Review

40 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Simplify Volatility Premium ETF (SVOL) for Q3 2023, worth a combined $64.9M — down 7.3% from $69.9M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new SVOL positions and 11 closed out — a net gain of 2 holders — while 12 added to existing stakes and 14 trimmed.

The largest buyer was Peak Financial Advisors, opening a new position worth an estimated $4.36M. The largest seller was Bison Wealth, cutting an estimated $5.48M.

  • 40 institutional investors held Simplify Volatility Premium ETF (SVOL) as of Q3 2023, up from 39 in Q2 2023.
  • Funds reported $64.9M of Simplify Volatility Premium ETF stock for Q3 2023, down 7.3% quarter-over-quarter.
  • 13 funds opened new Simplify Volatility Premium ETF positions in Q3 2023 and 11 closed out, a net change of +2 holders.
  • The largest Simplify Volatility Premium ETF buyer in Q3 2023 was Peak Financial Advisors, an estimated $4.36M added.
  • The largest Simplify Volatility Premium ETF seller in Q3 2023 was Bison Wealth, an estimated $5.48M sold.

Based on aggregated 13F filings for Q3 2023.