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Simplify Volatility Premium ETF

48 hedge funds and large institutions have $92.8M invested in Simplify Volatility Premium ETF in 2023 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 19 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 5

90% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 10

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

43% more capital invested

Capital invested by funds: $64.9M → $92.8M (+$27.9M)

20% more funds holding

Funds holding: 4048 (+8)

17% more call options, than puts

Call options by funds: $1.17M | Put options by funds: $1M

1.34% more ownership

Funds ownership: 14.46%15.8% (+1.3%)

Holders
48
Holders Change
+8
Holders Change %
+20%
% of All Funds
0.7%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.04%
New
13
Increased
19
Reduced
10
Closed
5
Calls
$1.17M
Puts
$1M
Net Calls
+$168K
Net Calls Change
+$798K
Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
26
Carson Wealth (CWM LLC)
Nebraska
$360K -$89.3K -3,960 -20%
CFG
27
Citizens Financial Group
Rhode Island
$342K +$338K +15,000 New
EWM
28
EPG Wealth Management
Georgia
$341K +$32.7K +1,448 +11%
Envestnet Asset Management
29
Envestnet Asset Management
Illinois
$306K -$42.9K -1,904 -12%
TI
30
Tidal Investments
Wisconsin
$229K -$96.6K -4,282 -30%
HF
31
HRT Financial
New York
$218K -$993K -44,012 -82%
JP Morgan Chase
32
JP Morgan Chase
New York
$133K -$250K -11,099 -66%
Morgan Stanley
33
Morgan Stanley
New York
$109K -$140K -6,203 -56%
AAP
34
Arax Advisory Partners
Colorado
$52.7K +$26.5K +1,174 +103%
IHWM
35
Iron Horse Wealth Management
Iowa
$36.4K +$36.1K +1,600 New
Osaic Holdings
36
Osaic Holdings
Arizona
$28.5K
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$18K +$17.6K +779 New
NMG
38
New Millennium Group
Utah
$15.6K +$15.4K +684 New
UBS Group
39
UBS Group
Switzerland
$14.9K -$18.2K -809 -55%
TRCT
40
Tower Research Capital (TRC)
New York
$8.7K +$8.62K +382 New
TAM
41
Tucker Asset Management
Colorado
$5.01K
AWM
42
Avior Wealth Management
Nebraska
$5.01K
ASN
43
Advisory Services Network
Georgia
$4.56K +$4.51K +200 New
VF
44
VitalStone Financial
Texas
$3K +$2.75K +122 New
SIS
45
Sound Income Strategies
Florida
$1.8K +$1.78K +79 New
CIAS
46
Capital Investment Advisory Services
North Carolina
$1.34K
Bank of America
47
Bank of America
North Carolina
$433 +$429 +19 New
LFG
48
Larson Financial Group
Missouri
$14
FEG
49
Financial Enhancement Group
Indiana
-$2.22M -99,164 Closed
Susquehanna International Group
50
Susquehanna International Group
Pennsylvania
-$529K -23,488 Closed

SVOL Hedge Fund Activity: Q4 2023 in Review

48 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Simplify Volatility Premium ETF (SVOL) for Q4 2023, worth a combined $92.8M — up 43% from $64.9M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new SVOL positions and 5 closed out — a net gain of 8 holders — while 19 added to existing stakes and 10 trimmed.

The largest buyer was OneDigital Investment Advisors, adding an estimated $9.68M. The largest seller was Financial Enhancement Group, exiting entirely with an estimated $2.22M sold.

  • 48 institutional investors held Simplify Volatility Premium ETF (SVOL) as of Q4 2023, up from 40 in Q3 2023.
  • Funds reported $92.8M of Simplify Volatility Premium ETF stock for Q4 2023, up 43% quarter-over-quarter.
  • 13 funds opened new Simplify Volatility Premium ETF positions in Q4 2023 and 5 closed out, a net change of +8 holders.
  • The largest Simplify Volatility Premium ETF buyer in Q4 2023 was OneDigital Investment Advisors, an estimated $9.68M added.
  • The largest Simplify Volatility Premium ETF seller in Q4 2023 was Financial Enhancement Group, an estimated $2.22M sold.

Based on aggregated 13F filings for Q4 2023.