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SURG

SYNERGETICS USA, INC.

Delisted

SURG was delisted on the 15th of October, 2015.

72 hedge funds and large institutions have $94.5M invested in SYNERGETICS USA, INC. in 2015 Q3 according to their latest regulatory filings, with 25 funds opening new positions, 13 increasing their positions, 22 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more funds holding in top 10

Funds holding in top 10: 14 (+3)

35% more capital invested

Capital invested by funds: $70.2M → $94.5M (+$24.4M)

9% less funds holding

Funds holding: 7972 (-7)

22% less first-time investments, than exits

New positions opened: 25 | Existing positions closed: 32

41% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 22

77% less call options, than puts

Call options by funds: $46K | Put options by funds: $197K

Holders
72
Holders Change
-7
Holders Change %
-8.86%
% of All Funds
2.01%
Holding in Top 10
4
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+300%
% of All Funds
0.11%
New
25
Increased
13
Reduced
22
Closed
32
Calls
$46K
Puts
$197K
Net Calls
-$151K
Net Calls Change
-$107K
Name Holding Trade Value Shares
Change
Change in
Stake
GCIA
26
Gabelli & Co Investment Advisers
New York
$706K +$557K +107,395 New
Geode Capital Management
27
Geode Capital Management
Massachusetts
$703K -$176K -33,898 -24%
GCP
28
GSA Capital Partners
United Kingdom
$673K -$266K -51,259 -33%
Goldman Sachs
29
Goldman Sachs
New York
$658K +$520K +100,214 New
BGIM
30
Brandywine Global Investment Management
Pennsylvania
$654K +$8.82K +1,700 +2%
AFM
31
Anson Funds Management
Texas
$623K +$492K +94,800 New
California Public Employees Retirement System
32
California Public Employees Retirement System
California
$591K
WA
33
WealthTrust Axiom
Pennsylvania
$510K -$5.19K -1,000 -1%
WPC
34
White Pine Capital
Minnesota
$500K -$79.9K -15,400 -17%
Northern Trust
35
Northern Trust
Illinois
$463K -$32K -6,170 -8%
NA
36
Nottingham Advisors
New York
$443K
SKK
37
Shepherd Kaplan Krochuk
Massachusetts
$431K
BFA
38
BlackRock Fund Advisors
California
$430K -$9K -1,734 -3%
BIT
39
BlackRock Institutional Trust
California
$359K -$715K -137,759 -72%
OAC
40
OMERS Administration Corp
Ontario, Canada
$342K +$270K +52,000 New
CL
41
CSS LLC
Illinois
$335K +$265K +51,019 New
AG
42
Algert Global
California
$251K -$103K -19,763 -34%
Bank of New York Mellon
43
Bank of New York Mellon
New York
$217K
HM
44
Harvest Management
New York
$197K +$156K +30,000 New
PTC
45
Petrus Trust Company
Texas
$166K +$131K +25,206 New
DIA
46
Denver Investment Advisors
Colorado
$151K -$4.1K -790 -3%
EPM
47
Equitec Proprietary Markets
Illinois
$131K +$104K +20,000 New
SMC
48
S. Muoio & Co
New York
$131K +$104K +20,000 New
T. Rowe Price Associates
49
T. Rowe Price Associates
Maryland
$124K
TC
50
TFS Capital
Pennsylvania
$102K -$75.8K -14,611 -48%

SURG Hedge Fund Activity: Q3 2015 in Review

72 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in SYNERGETICS USA, INC. (SURG) for Q3 2015, worth a combined $94.5M — up 35% from $70.2M a quarter earlier.

Sellers outnumbered buyers: 32 funds closed out of SURG and 25 opened new positions — a net loss of 7 holders — while 22 trimmed existing stakes and 13 added.

The largest buyer was Nantahala Capital Management, adding an estimated $6.43M. The largest seller was Northpointe Capital, cutting an estimated $3.78M.

  • 72 institutional investors held SYNERGETICS USA, INC. (SURG) as of Q3 2015, down from 79 in Q2 2015.
  • Funds reported $94.5M of SYNERGETICS USA, INC. stock for Q3 2015, up 35% quarter-over-quarter.
  • 25 funds opened new SYNERGETICS USA, INC. positions in Q3 2015 and 32 closed out, a net change of -7 holders.
  • The largest SYNERGETICS USA, INC. buyer in Q3 2015 was Nantahala Capital Management, an estimated $6.43M added.
  • The largest SYNERGETICS USA, INC. seller in Q3 2015 was Northpointe Capital, an estimated $3.78M sold.

Based on aggregated 13F filings for Q3 2015.