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SUNW

Sunworks, Inc.

Delisted

SUNW was delisted on the 14th of February, 2024.

16 hedge funds and large institutions have $1.5M invested in Sunworks, Inc. in 2015 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 4 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 4

20% less funds holding

Funds holding: 2016 (-4)

43% less capital invested

Capital invested by funds: $2.65M → $1.5M (-$1.15M)

67% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 6

Holders
16
Holders Change
-4
Holders Change %
-20%
% of All Funds
0.45%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
5
Reduced
4
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$470K +$330K +14,382 +144%
Northern Trust
2
Northern Trust
Illinois
$203K +$241K +10,504 New
Geode Capital Management
3
Geode Capital Management
Massachusetts
$192K +$31.4K +1,369 +16%
PHS
4
Pekin Hardy Strauss
Illinois
$148K
BFA
5
BlackRock Fund Advisors
California
$133K -$4.18K -182 -3%
Goldman Sachs
6
Goldman Sachs
New York
$91K -$180K -7,826 -62%
BIT
7
BlackRock Institutional Trust
California
$74K +$78.6K +3,421 +868%
AQR Capital Management
8
AQR Capital Management
Connecticut
$52K -$109K -4,762 -64%
Millennium Management
9
Millennium Management
New York
$43K -$118K -5,141 -70%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$42K +$50.5K +2,198 New
FAM
11
Formidable Asset Management
Ohio
$20K
BA
12
BlackRock Advisors
Delaware
$13K +$7.35K +320 +86%
BIM
13
BlackRock Investment Management
Delaware
$8K
Wells Fargo
14
Wells Fargo
California
$7K +$1.26K +55 +18%
Morgan Stanley
15
Morgan Stanley
New York
$1K
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1K
CCM
17
Connective Capital Management
California
-$513K -20,310 Closed
SPM
18
Symmetry Peak Management
Pennsylvania
-$513K -20,288 Closed
Deutsche Bank
19
Deutsche Bank
Germany
-$18K -720 Closed
TRCT
20
Tower Research Capital (TRC)
New York
-$5K -214 Closed
LTFS
21
Ladenburg Thalmann Financial Services
Florida
-$2K -71 Closed

SUNW Hedge Fund Activity: Q3 2015 in Review

16 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Sunworks, Inc. (SUNW) for Q3 2015, worth a combined $1.5M — down 43% from $2.65M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of SUNW and 2 opened new positions — a net loss of 4 holders — while 4 trimmed existing stakes and 5 added.

The largest buyer was Vanguard Group, adding an estimated $330K. The largest seller was Connective Capital Management, exiting entirely with an estimated $513K sold.

  • 16 institutional investors held Sunworks, Inc. (SUNW) as of Q3 2015, down from 20 in Q2 2015.
  • Funds reported $1.5M of Sunworks, Inc. stock for Q3 2015, down 43% quarter-over-quarter.
  • 2 funds opened new Sunworks, Inc. positions in Q3 2015 and 6 closed out, a net change of -4 holders.
  • The largest Sunworks, Inc. buyer in Q3 2015 was Vanguard Group, an estimated $330K added.
  • The largest Sunworks, Inc. seller in Q3 2015 was Connective Capital Management, an estimated $513K sold.

Based on aggregated 13F filings for Q3 2015.