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SRV

NXG Cushing Midstream Energy Fund

40 hedge funds and large institutions have $45M invested in NXG Cushing Midstream Energy Fund in 2014 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

0.27% more ownership

Funds ownership: 0.87%1.14% (+0.27%)

0% more funds holding

Funds holding: 4040 (0)

10% less capital invested

Capital invested by funds: $50.1M → $45M (-$5.14M)

29% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 14

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
40
Holders Change
Holders Change %
0%
% of All Funds
1.07%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
7
Increased
10
Reduced
14
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$29.5M +$15.9M +102,989 +70%
AIG
2
American International Group
New York
$3.8M +$894K +5,774 +22%
Morgan Stanley
3
Morgan Stanley
New York
$1.8M -$341K -2,202 -13%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.41M +$135K +870 +8%
Invesco
5
Invesco
Georgia
$1.37M -$134K -863 -7%
FFSOTS
6
Fiduciary Financial Services of The Southwest
Texas
$1.19M -$10.5K -68 -0.7%
Deutsche Bank
7
Deutsche Bank
Germany
$929K +$466K +3,011 +62%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$827K +$349K +2,255 +47%
TH
9
TCTC Holdings
Texas
$788K -$139K -900 -12%
WA
10
WFG Advisors
Texas
$689K +$41.5K +268 +5%
UBS Group
11
UBS Group
Switzerland
$354K +$464K +2,997 New
RJT
12
Raymond James Trust
Florida
$333K
OC
13
Oppenheimer & Co
New York
$271K +$356K +2,300 New
RJA
14
Raymond James & Associates
Florida
$262K -$77.4K -500 -18%
Goldman Sachs
15
Goldman Sachs
New York
$158K +$207K +1,337 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$142K -$16.7K -108 -8%
PAG
17
Private Advisor Group
New Jersey
$119K -$35K -226 -18%
NIM
18
NXG Investment Management
Texas
$104K +$4.8K +31 +4%
VKH
19
Virtu KCG Holdings
New York
$93K +$122K +785 New
US Bancorp
20
US Bancorp
Minnesota
$91K
ICOA
21
Investment Centers of America
North Dakota
$87K -$1.86K -12 -2%
CAN
22
Cetera Advisor Networks
California
$87K +$113K +730 New
FAAS
23
First Allied Advisory Services
California
$86K -$147K -948 -56%
NPC
24
National Planning Corporation
California
$85K
M&T Bank
25
M&T Bank
New York
$64K

SRV Hedge Fund Activity: Q4 2014 in Review

40 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in NXG Cushing Midstream Energy Fund (SRV) for Q4 2014, worth a combined $45M — down 10% from $50.1M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SRV positions and 6 closed out — a net gain of 1 holder — while 10 added to existing stakes and 14 trimmed.

The largest buyer was LPL Financial, adding an estimated $15.9M. The largest seller was Independence Trust, exiting entirely with an estimated $3.06M sold.

  • 40 institutional investors held NXG Cushing Midstream Energy Fund (SRV) as of Q4 2014, unchanged from Q3 2014.
  • Funds reported $45M of NXG Cushing Midstream Energy Fund stock for Q4 2014, down 10% quarter-over-quarter.
  • 7 funds opened new NXG Cushing Midstream Energy Fund positions in Q4 2014 and 6 closed out, a net change of +1 holder.
  • The largest NXG Cushing Midstream Energy Fund buyer in Q4 2014 was LPL Financial, an estimated $15.9M added.
  • The largest NXG Cushing Midstream Energy Fund seller in Q4 2014 was Independence Trust, an estimated $3.06M sold.

Based on aggregated 13F filings for Q4 2014.