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SRTA

Strata Critical Medical Inc
SRTA

Name Holding Trade Value Shares
Change 		Change in
Stake
UOC
1
UBS O'Connor
Illinois
$25.9M – – –
Deutsche Bank
2
Deutsche Bank
Germany
$21.8M +$12.4M +1,250,013 +125%
GCL
3
Glazer Capital LLC
New York
$21.3M +$20.8M +2,096,318 +2,025%
GL
4
Governors Lane
New York
$15.5M +$993K +100,000 +7%
AIMCA
5
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$11.1M +$6.45M +650,000 +130%
Millennium Management
6
Millennium Management
New York
$10.7M +$5.55M +559,428 +102%
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
7
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$10.1M +$10.4M +1,049,000 New
AA
8
AQR Arbitrage
Connecticut
$7.74M -$1.99M -199,998 -20%
BGIM
9
Boussard & Gavaudan Investment Management
United Kingdom
$7.7M +$7.94M +800,000 New
OP
10
Omni Partners
United Kingdom
$7.16M +$7.35M +740,100 New
DCM
11
Driehaus Capital Management
Illinois
$5.8M +$5.96M +600,000 New
PC
12
Periscope Capital
Ontario, Canada
$5.22M +$1.99M +199,965 +59%
FTCM
13
Fir Tree Capital Management
New York
$4.83M +$4.96M +499,990 New
LP
14
LMR Partners
United Kingdom
$4.43M +$4.54M +457,525 New
RCM
15
Radcliffe Capital Management
Pennsylvania
$3.97M +$4.07M +410,124 New
PAMP
16
Polar Asset Management Partners
Ontario, Canada
$3.45M +$3.54M +357,000 New
TCM
17
Tenor Capital Management
New York
$2.91M +$9.01K +908 +0.3%
OCAM
18
Owl Creek Asset Management
New York
$2.9M – – –
JG
19
Jefferies Group
New York
$2.83M +$2.9M +292,100 New
Hudson Bay Capital Management
20
Hudson Bay Capital Management
Connecticut
$2.56M +$2.63M +264,738 New
PP
21
Paloma Partners
Connecticut
$2.54M +$2.61M +262,500 New
FBCM
22
Fort Baker Capital Management
California
$2.17M +$2.23M +224,965 New
JP Morgan Chase
23
JP Morgan Chase
New York
$2.17M +$2.23M +224,965 New
BCM
24
Basso Capital Management
Connecticut
$1.78M +$862K +86,827 +90%
SRCM
25
Sage Rock Capital Management
New York
$1.4M +$1.44M +144,697 New
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