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SRTA

Strata Critical Medical Inc
SRTA

Name Holding Trade Value Shares
Change 		Change in
Stake
KC
76
Kepos Capital
New York
– -$3.71M -335,000 Closed
MCP
77
Maso Capital Partners
Hong Kong
– -$3.32M -300,000 Closed
CCA
78
Castle Creek Arbitrage
Colorado
– -$3.25M -292,964 Closed
MIM
79
Monashee Investment Management
Massachusetts
– -$3.05M -275,000 Closed
BGIM
80
Boussard & Gavaudan Investment Management
United Kingdom
– -$2.9M -257,506 Closed
Toronto Dominion Bank
81
Toronto Dominion Bank
Ontario, Canada
– -$2.63M -237,000 Closed
Janney Montgomery Scott
82
Janney Montgomery Scott
Pennsylvania
– -$1.89M -170,083 Closed
CCM
83
Context Capital Management
California
– -$1.57M -141,984 Closed
OAC
84
OMERS Administration Corp
Ontario, Canada
– -$1.39M -125,000 Closed
WC
85
Wexford Capital
Florida
– -$1.18M -106,850 Closed
RCM
86
Rivernorth Capital Management
Florida
– -$1.11M -100,000 Closed
IP
87
Intellectus Partners
California
– -$1.02M -92,500 Closed
AFS
88
Amtrust Financial Services
New York
– -$744K -67,157 Closed
DAM
89
Deltec Asset Management
New York
– -$631K -56,928 Closed
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
90
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
– -$554K -50,000 Closed
LOAMU
91
Lombard Odier Asset Management (USA)
New York
– -$554K -50,000 Closed
LIM
92
Longfellow Investment Management
Massachusetts
– -$545K -49,000 Closed
Citigroup
93
Citigroup
New York
– -$540K -48,700 Closed
SCM
94
Saba Capital Management
New York
– -$518K -46,790 Closed
VF
95
Virtu Financial
New York
– -$515K -46,525 Closed
PGM
96
Parian Global Management
New York
– -$443K -40,000 Closed
Koshinski Asset Management
97
Koshinski Asset Management
Illinois
– -$372K -33,571 Closed
CAN
98
Cetera Advisor Networks
California
– -$367K -33,100 Closed
JG
99
Jefferies Group
New York
– -$277K -25,000 Closed
Goldman Sachs
100
Goldman Sachs
New York
– -$261K -23,529 Closed
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