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Strata Critical Medical Inc
SRTA

Name Holding Trade Value Shares
Change 		Change in
Stake
FIA
76
FNY Investment Advisers
New York
$7K -$45.6K -4,469 -86%
Carson Wealth (CWM LLC)
77
Carson Wealth (CWM LLC)
Nebraska
$7K – – –
MTCM
78
Mint Tower Capital Management
Netherlands
$6K +$5.1K +500 New
NFSG
79
Newbridge Financial Services Group
Florida
$6K +$5.1K +500 New
TWM
80
Tradition Wealth Management
Minnesota
$6K +$5.1K +500 New
Freestone Capital Holdings
81
Freestone Capital Holdings
Washington
$5.54K +$5.1K +500 New
Osaic Holdings
82
Osaic Holdings
Arizona
$3K +$2.55K +250 New
Parallel Advisors
83
Parallel Advisors
California
$2K +$2.04K +200 New
WWM
84
Wolff Wiese Magana
California
$1K +$898 +88 New
GL
85
Governors Lane
New York
– -$16.1M -1,600,000 Closed
RIA
86
RP Investment Advisors
Ontario, Canada
– -$10.8M -1,074,379 Closed
PC
87
Periscope Capital
Ontario, Canada
– -$10.3M -1,020,065 Closed
RCM
88
Radcliffe Capital Management
Pennsylvania
– -$7.08M -705,010 Closed
Picton Mahoney Asset Management
89
Picton Mahoney Asset Management
Ontario, Canada
– -$4.02M -400,000 Closed
FBCM
90
Fort Baker Capital Management
California
– -$3.74M -371,745 Closed
Polar Asset Management Partners
91
Polar Asset Management Partners
Ontario, Canada
– -$3.59M -357,000 Closed
JP Morgan Chase
92
JP Morgan Chase
New York
– -$3.02M -298,314 Closed
Hudson Bay Capital Management
93
Hudson Bay Capital Management
Connecticut
– -$2.66M -264,738 Closed
PP
94
Paloma Partners
Connecticut
– -$2.64M -262,500 Closed
BCM
95
Basso Capital Management
Connecticut
– -$2.4M -238,918 Closed
SCM
96
Shaolin Capital Management
Florida
– -$1.48M -147,400 Closed
CL
97
CSS LLC
Illinois
– -$1.06M -105,392 Closed
Walleye Capital
98
Walleye Capital
New York
– -$1.01M -100,104 Closed
DCM
99
Dupont Capital Management
Delaware
– -$1M -99,999 Closed
SRCM
100
Sage Rock Capital Management
New York
– -$1M -99,999 Closed
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