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SRNE

Sorrento Therapeutics, Inc.
SRNE

Delisted

SRNE was delisted on the 22nd of February, 2023.

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Name Holding Trade Value Shares
Change 		Change in
Stake
CAM
226
Cormorant Asset Management
Massachusetts
– -$3.05M -400,000 Closed
State of New Jersey Common Pension Fund D
227
State of New Jersey Common Pension Fund D
New Jersey
– -$2.44M -319,131 Closed
First Trust Advisors
228
First Trust Advisors
Illinois
– -$2.16M -282,917 Closed
NAM
229
Nexpoint Asset Management
Texas
– -$763K -100,000 Closed
HT
230
HAP Trading
New York
– -$382K -61,523 Closed
Connor, Clark & Lunn Investment Management (CC&L)
231
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
– -$202K -26,495 Closed
JMPWA
232
JP Morgan Private Wealth Advisors
California
– -$197K -25,837 Closed
SBIA
233
Sheaff Brock Investment Advisors
Indiana
– -$190K -24,850 Closed
PWM
234
Perigon Wealth Management
California
– -$139K -18,200 Closed
BRWA
235
B. Riley Wealth Advisors
Florida
– -$133K -17,400 Closed
SWP
236
Stratos Wealth Partners
Ohio
– -$123K -16,060 Closed
TPW
237
TL Private Wealth
Texas
– -$108K -16,000 Closed
BAM
238
Belpointe Asset Management
Nevada
– -$121K -15,923 Closed
Creative Planning
239
Creative Planning
Kansas
– -$118K -15,443 Closed
IAIM
240
International Assets Investment Management
Florida
– -$111K -14,600 Closed
Squarepoint
241
Squarepoint
New York
– -$110K -14,442 Closed
SPC
242
Sigma Planning Corp
Michigan
– -$89.6K -14,440 Closed
SAM
243
Secure Asset Management
Michigan
– -$103K -13,457 Closed
Truist Financial
244
Truist Financial
North Carolina
– -$99K -13,001 Closed
TC
245
TownSquare Capital
Utah
– -$97K -12,765 Closed
MAM
246
Meeder Asset Management
Ohio
– -$97K -12,701 Closed
ACI
247
AMP Capital Investors
Australia
– -$91K -11,981 Closed
PM
248
Parametrica Management
Hong Kong
– -$84K -11,058 Closed
Verition Fund Management
249
Verition Fund Management
Connecticut
– -$83K -10,922 Closed
IC
250
IEQ Capital
California
– -$77K -10,182 Closed
7 8 9
10
11