Squarepoint

Squarepoint’s Sorrento Therapeutics, Inc. SRNE Stock Holding History

Squarepoint’s Portfolio SRNE Stock Details SRNE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-627,926	Closed	-$556K	–	4050
2022 Q4	$556K	Buy	627,926 +577,082	+1,135%	+$765K	﹤0.01%	2213
2022 Q3	$80K	Buy	+50,844	New	+$115K	﹤0.01%	2819
2022 Q2	–	Sell	-286,694	Closed	-$668K	–	3648
2022 Q1	$668K	Buy	+286,694	New	+$894K	0.01%	1837
2021 Q4	–	Sell	-14,442	Closed	-$110K	–	3668
2021 Q3	$110K	Sell	14,442 -29,872	-67%	-$253K	﹤0.01%	2648
2021 Q2	$429K	Sell	44,314 -287,078	-87%	-$2.29M	﹤0.01%	2256
2021 Q1	$2.74M	Buy	331,392 +293,749	+780%	+$3.1M	0.03%	907
2020 Q4	$257K	Sell	37,643 -25,532	-40%	-$205K	﹤0.01%	2332
2020 Q3	$704K	Buy	63,175 +52,950	+518%	+$485K	0.01%	1202
2020 Q2	$64K	Sell	10,225 -31,775	-76%	-$122K	﹤0.01%	2076
2020 Q1	$77K	Sell	42,000 -119,262	-74%	-$344K	﹤0.01%	1680
2019 Q4	$545K	Buy	+161,262	New	+$384K	﹤0.01%	1724
2017 Q3	–	Sell	-13,602	Closed	-$27K	–	1966
2017 Q2	$27K	Buy	+13,602	New	+$26.5K	﹤0.01%	1483
2017 Q1	–	Sell	-16,116	Closed	-$79K	–	2015
2016 Q4	$79K	Buy	+16,116	New	+$96.8K	﹤0.01%	1656

Other funds holding SRNE

Paloma Partners Greenwich, Connecticut $177M AUM 286.05% 1-Year Est. Return

Oaktree Capital Management Los Angeles, California $5.91B AUM 42.97% 1-Year Est. Return

Oaktree Fund Advisors Los Angles, California $56.9M AUM 80.32% 1-Year Est. Return

Crescent Grove Advisors Lake Forest, Illinois $1.01B AUM 17.78% 1-Year Est. Return

Lattice Capital Management Kirkland, Washington $56.9M AUM 49.15% 1-Year Est. Return

S&T Bank Indiana, Pennsylvania $268M AUM 39.92% 1-Year Est. Return

GoalVest Advisory New York $539M AUM 27.49% 1-Year Est. Return

Houlihan Financial Resource Group Ashburn, Virginia $257M AUM 14.19% 1-Year Est. Return

Valeo Financial Advisors Carmel, Indiana $4.74B AUM 27.69% 1-Year Est. Return

Granite Bay Wealth Management Portsmouth, New Hampshire $470M AUM 15.4% 1-Year Est. Return