|
1
|
Hartree Partners
New York
|
–
|
-$69.2M
|
-3,490,365
|
Closed
|
|
|
2
|
|
–
|
-$5.01M
|
-252,687
|
Closed
|
|
|
3
|
First Trust Capital Management
Chicago,
Illinois
|
–
|
-$4.86M
|
-245,040
|
Closed
|
|
|
4
|
|
–
|
-$3.94M
|
-198,664
|
Closed
|
|
|
5
|
Arena Investors
Purchase,
New York
|
–
|
-$3.52M
|
-177,268
|
Closed
|
|
|
6
|
Cowen and Company
New York
|
–
|
-$2.29M
|
-115,486
|
Closed
|
|
|
7
|
EHP Funds Inc
Toronto,
Canada
|
–
|
-$2.14M
|
-108,047
|
Closed
|
|
|
8
|
Yakira Capital Management
Westport,
Connecticut
|
–
|
-$1.35M
|
-68,064
|
Closed
|
|
|
9
|
CSS LLC
Chicago,
Illinois
|
–
|
-$1.3M
|
-65,637
|
Closed
|
|
|
10
|
|
–
|
-$1.13M
|
-57,084
|
Closed
|
|
|
11
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
–
|
-$950K
|
-47,902
|
Closed
|
|
|
12
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$746K
|
-37,570
|
Closed
|
|
|
13
|
BNP Paribas Financial Markets
Paris,
France
|
–
|
-$557K
|
-28,092
|
Closed
|
|
|
14
|
Mayflower Financial Advisors
Boston,
Massachusetts
|
–
|
-$476K
|
-24,000
|
Closed
|
|
|
15
|
AE Wealth Management
Topeka,
Kansas
|
–
|
-$452K
|
-22,782
|
Closed
|
|
|
16
|
Beaton Management Company
Haverhill,
Massachusetts
|
–
|
-$438K
|
-22,100
|
Closed
|
|
|
17
|
|
–
|
-$429K
|
-21,672
|
Closed
|
|
|
18
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
–
|
-$290K
|
-14,643
|
Closed
|
|
|
19
|
|
–
|
-$266K
|
-13,393
|
Closed
|
|
|
20
|
|
–
|
-$258K
|
-13,021
|
Closed
|
|
|
21
|
Telemetry Investments
New York
|
–
|
-$217K
|
-10,954
|
Closed
|
|
|
22
|
UBS Group
Zurich,
Switzerland
|
–
|
-$148K
|
-7,479
|
Closed
|
|
|
23
|
Cutler Group
San Francisco,
California
|
–
|
-$31K
|
-1,600
|
Closed
|
|
|
24
|
HM Payson & Co
Portland,
Maine
|
–
|
-$30K
|
-1,500
|
Closed
|
|
|
25
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$25K
|
-1,250
|
Closed
|
|
