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Royce Quant Small-Cap Quality Value ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$3.41M +$3.45M +99,266 New
Arden Trust
2
Arden Trust
Delaware
$2.9M -$98.6K -2,832 -3%
Franklin Resources
3
Franklin Resources
California
$2.35M -$62.9K -1,807 -3%
Aspen Investment Management
4
Aspen Investment Management
Michigan
$728K -$348 -10 -0%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$356K -$49.5K -1,423 -12%
Truist Financial
6
Truist Financial
North Carolina
$356K -$47K -1,350 -12%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$274K -$1.11M -31,925 -80%
Citadel Advisors
8
Citadel Advisors
Florida
$259K +$262K +7,527 New
Morgan Stanley
9
Morgan Stanley
New York
$90.4K – – –
UBS Group
10
UBS Group
Switzerland
$30.8K +$31.2K +897 New
Spire Wealth Management
11
Spire Wealth Management
Virginia
$30K +$3.83K +110 +15%
Glen Eagle Advisors
12
Glen Eagle Advisors
New Jersey
$14.2K – – –
AlphaMark Advisors
13
AlphaMark Advisors
Kentucky
$12K +$5.19K +149 +73%
Covestor
14
Covestor
United Kingdom
$3K -$661 -19 -17%
Osaic Holdings
15
Osaic Holdings
Arizona
– -$176K -5,051 -100%
Wells Fargo
16
Wells Fargo
California
– -$17K -540 Closed
IFP Advisors
17
IFP Advisors
Florida
– -$1K -25 Closed